William L. Burnham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Lightner Burnham, who also goes by William L Burnham, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2012 - December 6, 2024
SAN ANDREAS CAPITAL, LLC
July 19, 2006 - January 15, 2011
SAN ANDREAS CAPITAL, LLC
September 14, 1998 - September 1, 1999
CREDIT SUISSE SECURITIES (USA) LLC
February 24, 1998 - June 12, 1998
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAN ANDREAS CAPITAL, LLC
CRD#: 140690 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 14,653,981 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
