Amy D. Vaccaro

W3 WEALTH ADVISORS

AKRON, OH 44333

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CRD#: 2887151

Professional summary

Amy D Vaccaro, who also goes by Amy Dianne Vaccaro, is a registered financial advisor currently at W3 WEALTH ADVISORS, LLC located in Akron, Ohio and VALMARK SECURITIES, INC. located in Akron, Ohio.

Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Amy has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Dianne Vaccaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NOTARY PUBLIC, NOT INVESTMENT RELATED, NORTON, OH., START: 8/23/13, 1 HOUR/MONTH, LESS THAN AN HOUR DURING TRADING, NOTARIZE DOCUMENTS./// 2. W3 Wealth Management; Fairlawn, OH; Senior Registered Client Service Administrator; Wealth Management Firm; investment related; 40+ hours/ month; paid every 2 weeks; W3 payroll.///

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy D Vaccaro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2020 - Present

W3 WEALTH ADVISORS, LLC

Office #1: 301 Springside Drive, Akron, OH 44333

RIA

CRD#: 129549

AKRON, OH

Current

October 1, 2020 - Present

VALMARK SECURITIES, INC.

Office #1: 301 Springside Drive, Akron, OH 44333

CRD#: 31243

AKRON, OH

Past

April 22, 2015 - October 2, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AKRON, OH

Past

April 22, 2015 - October 2, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

AKRON, OH

Past

October 24, 2008 - April 20, 2015

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

AKRON, OH

Past

October 24, 2008 - April 20, 2015

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

AKRON, OH

Past

December 5, 2006 - October 28, 2008

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

AKRON, OH

Past

December 12, 2000 - October 28, 2008

NATCITY INVESTMENTS, INC.

CRD#: 17490

AKRON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(10/1/2020)

IAR

Ohio
(10/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/4/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

W3 WEALTH ADVISORS, LLC

THE EVERGREEN GROUP, LLC | W3 WEALTH ADVISORS, LLC | W3 WEALTH ADVISORS

CRD#: 129549 / SEC#:

Ohio

Registered Investment Advisory firm - (1/8/2008 Approved)

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Contact information

Main Address

301 Springside Drive, Akron, OH 44333

Mailing Address

Phone number

(330) 836-3805

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Amy D. Vaccaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy D Vaccaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

W3 WEALTH ADVISORS, LLC

VALMARK SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/4/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2000

FINRA

Current Firm

W3 WEALTH ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

W3 WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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