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Michael Jay Miller

CRD# 2887024·Registered 2004 - 2015
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Jay Miller, who also goes by Michael Miller, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2004 - 2015. Michael had worked at 2 firms and has passed the Series 65 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Miller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

MICHAEL J MILLER·CRD# 132695
RIA
Hobbs, NM
March 6, 2015 - December 31, 2015
MICHAEL J MILLER·CRD# 132695
RIA
Hobbs, NM
January 14, 2011 - December 31, 2014
MICHAEL J MILLER·CRD# 132695
RIA
Hobbs, NM
August 30, 2004 - December 31, 2007
QUEST INVESTMENT PORTFOLIO MANAGEMENT, LIMITED·CRD# 114540
RIA
Hobbs, NM
May 28, 2004 - September 16, 2004

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Current Firm

MJ
MICHAEL J MILLER

ASHLEY ENERGY SERVICES, LLC, DBA ON THE MARK ENERGY SERVICES | THE FINANCIAL FIRM, LLC | MIKE MILLER | MICHAEL J MILLER | DAVIDS HOT OIL SERVICE, LLC

CRD#: 132695

Contact Information

Main Address

Hobbs, NM

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1997About the Series 65 exam

Series 24 — General Securities Principal Examination

Passed May 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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