Bryan M. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Michael Reed, who also goes by Bryan M Reed, Bryan M. Reed, Bryan Michael Reed, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1998. Bryan had worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2022 - February 6, 2023
TRUIST INVESTMENT SERVICES, INC.
August 5, 2021 - November 1, 2021
SCOTTSDALE CAPITAL ADVISORS CORP
March 30, 2021 - July 15, 2021
CADARET, GRANT & CO., INC.
December 3, 2019 - July 15, 2021
NEXT FINANCIAL GROUP, INC.
December 3, 2019 - July 15, 2021
NEXT FINANCIAL GROUP, INC.
June 21, 2017 - December 17, 2019
AMERITAS INVESTMENT COMPANY, LLC
June 21, 2017 - December 17, 2019
AMERITAS INVESTMENT COMPANY, LLC
June 2, 2016 - June 27, 2017
CAPITAL CHOICE INVESTMENT ADVISERS, INC.
June 2, 2016 - June 21, 2017
CCF INVESTMENTS, INC.
February 26, 2016 - May 3, 2016
NEXT FINANCIAL GROUP, INC.
May 11, 2015 - May 3, 2016
NEXT FINANCIAL GROUP, INC.
May 27, 2014 - May 11, 2015
CNL SECURITIES CORP.
May 16, 2013 - August 20, 2013
BBVA SECURITIES INC.
November 26, 2008 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
April 26, 2007 - July 29, 2008
MORGAN KEEGAN & COMPANY, LLC
April 26, 2007 - July 29, 2008
MORGAN KEEGAN & COMPANY, LLC
April 28, 2006 - April 26, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
April 20, 2006 - April 26, 2007
AMSOUTH INVESTMENT SERVICES, INC.
March 29, 2001 - April 13, 2006
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 2, 1998 - April 13, 2006
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
