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LR

Lawrence A. Rascio

OLDEN LANE SECURITIES
Bridgewater, NJ 08807
Some features on this profile are disabled
CRD#: 2886904
LR

Professional summary

Lawrence Anthony Rascio, who also goes by Larry Anthony Rascio, is a registered financial professional currently at OLDEN LANE SECURITIES, LLC located in Bridgewater, New Jersey.

Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2001. Lawrence has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Larry Anthony Rascio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lawrence Anthony Rascio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 16, 2021 - Present

OLDEN LANE SECURITIES, LLC

Office #1: 100 Somerset Corporate Blvd Suite 101-2nd Floor, Bridgewater, NJ 08807
BD
CRD#: 173847
Bridgewater, NJ
Past

October 23, 2019 - April 5, 2021

LIQUIDITY.IO, LLC

BD
CRD#: 289499
WHITEFISH, MT
Past

December 3, 2018 - October 11, 2019

XP INVESTMENTS US, LLC

BD
CRD#: 156691
New York, NY
Past

August 10, 2010 - August 30, 2011

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

August 7, 2008 - August 13, 2009

MF GLOBAL INC.

BD
CRD#: 6731
NEW YORK, NY
Past

February 7, 2001 - June 17, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(3/16/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 12/14/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/3/2018
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/3/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/28/2013
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/6/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

OL
OLDEN LANE SECURITIES, LLC
OLDEN LANE SECURITIES, LLC

CRD#: 173847 / SEC#: , 8-69556

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
100 Somerset Corporate Blvd Suite 101-2nd Floor, Bridgewater, NJ 08807
Mailing Address
100 Somerset Corporate Blvd Suite 101-2nd Floor, Bridgewater, NJ 08807
Phone number
(908) 432-6819
Established
Delaware since 10/17/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OLDEN LANE, INC.OWNER
DEPARTMENT OF COMMERCE FEDERAL CREDIT UNIONPREFERRED EQUITY OWNER (NOT A CONTROL PERSON)
CHUN, YUEN NAFINOP2219603
MACCHIAROLA, MICHAEL COLLINSCHIEF EXECUTIVE OFFICER4444494
MERLINO, NICHOLAS JOSEPHCHIEF COMPLIANCE OFFICER5730516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLDEN LANE SECURITIES, LLC

CRD#: 173847Bridgewater, NJ 08807

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