Elvis D. Brandon

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CRD#: 28869

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Elvis Denby Brandon JR was a registered financial professional .

Elvis is a previously registered financial professional and started their career in finance in 1971. Elvis had worked at 4 firms and has passed the SIE and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 25, 2006 - October 7, 2015

BRANDON FINANCIAL PLANNING, INC.

RIA

CRD#: 110267

MEMPHIS, TN

Past

December 10, 1985 - February 10, 2015

BRANDON INVESTMENTS, INC.

CRD#: 16931

MEMPHIS, TN

Past

July 16, 1979 - September 30, 1985

THE COLUMBIAN SECURITIES CORPORATION

CRD#: 169

Past

April 4, 1971 - August 3, 1979

BRANCO INVESTMENTS, INC.

CRD#: 5491

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRANDON FINANCIAL PLANNING, INC.

BRANCO PLANNING CO INC | BRANDON FINANCIAL PLANNING, INC. | BRANDON FINANCIAL PLANNING INC.

CRD#: 110267 / SEC#: 801-17960

RIA

Registered Investment Advisory firm - (12/3/1982 Approved)

Texas

Registered Investment Advisory firm - (4/10/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 2/10/2015

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 00

Date: 3/26/1971

General Securities Principal Examination

Current Firm

BRANDON FINANCIAL PLANNING, INC.

BRANCO PLANNING CO INC | BRANDON FINANCIAL PLANNING, INC. | BRANDON FINANCIAL PLANNING INC.

CRD#: 110267 / SEC#: 801-17960

RIA

Registered Investment Advisory firm - (12/3/1982 Approved)

Texas

Registered Investment Advisory firm - (4/10/2002 Terminated)

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Contact information

Main Address

5101 Wheelis Road Suite 112, Memphis, TN 38117

Mailing Address

P O Box 770870, Memphis, TN 38177

Phone number

(901) 324-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	771
AUM (Assets Under Management)	$ 362,822,144

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/17/2025	Cover Page	Report
01/24/2024	Cover Page	Report
10/25/2022	Cover Page	Report
03/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elvis D. Brandon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BRANDON FINANCIAL PLANNING, INC.

BRANDON INVESTMENTS, INC.

THE COLUMBIAN SECURITIES CORPORATION

BRANCO INVESTMENTS, INC.

Primary Firm SEC Registration

BRANDON FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 2/10/2015

Series 00

Date: 3/26/1971

Current Firm

BRANDON FINANCIAL PLANNING, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRANDON FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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