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Jared Michaud Kaplan

NEW EDGE WEALTH
Coral Gables, FL
·CRD# 2886837·29 years experience

Professional Summary

Jared Michaud Kaplan, who also goes by Jared M Kaplan, Jay Kaplan, is a registered financial advisor currently at NEW EDGE WEALTH located in Coral Gables, Florida. Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jared has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jared M Kaplan, Jay Kaplan

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

NEW EDGE WEALTH·CRD# 307771
RIA
1 Alhambra Plaza Ph Floor, Coral Gables, FL 33134
January 28, 2022 - Present
NEWEDGE SECURITIES, LLC·CRD# 10674
BD
Coral Gables, FL
January 28, 2022 - March 11, 2024
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Coral Gables, FL
December 4, 2006 - February 15, 2022
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Miami, FL
December 1, 2006 - February 15, 2022
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
Miami, FL
August 16, 2004 - December 7, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Miami, FL
August 13, 2004 - December 7, 2006
LEHMAN BROTHERS INC.·CRD# 7506
RIA
Miami, FL
May 7, 2004 - August 25, 2004
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
August 16, 2001 - August 25, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 23, 2001 - August 2, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 22, 1997 - December 22, 1997

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Current Firm

NE
NEW EDGE WEALTH

ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - SEC (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - Maryland (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/24/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2200 Atlantic Street Suite 200, Stamford, CT 06902

Phone Number

(203) 424-2262

# of Employees

211

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NEWEDGE WEALTH LLC WRAP FEE PROGRAM BROCHURE (4/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

19,593

AUM (Assets Under Management)

$19,926,358,801

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025Cover PageReport
01/27/2025Cover PageReport
12/22/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Legal Services of Greater Miami, Inc. / United States / 4343 West Flagler St. / Miami / fl / United States / 33134 / www.legalservicesmiami.org / No / Charity / / Charity / / Not for profit organization which hires lawyers and provides pro-bono legal services to individuals (in civil matters only) who could not otherwise afford counsel. / Active / Other / Member of Investment Committee / Help advise on matters associated with management of the endowment portfolio. / 6 / No / No / No / No / Start Date 12/01/2017 / / No / / No / / No / No No / Miami, FL / No / / No / / They provide a good service to our community and asked me to help. / No / 2)SOLE OWNER OF ANTIQUE MERCHANDISING BUSINESS._x000D_ 3)SANDESTIN BEACH HILTON, SANDESTIN, FL., YES, INVESTMENT RELATED. BUSINESS - RESORT HOTEL OPERATION. TITLE - LIMITED PARTNER._x000D_ START DATE - 05/15/1984. HOURS/MONTHS/N/._x000D_ DUTIES/NONE. 4)Palmer Trinity School/8001 SW 184th St.,Palmetto Bay,fl,33157,US?Investment related?:no/Education/Member of Board of directors /I will vote upon decisions the school makes, including budgeting, capital campaigns, enrollment and tuition, and other matters. I have also been asked to serve as an authorized signor on checks over $25k, as per school policy checks of this size require two signatures from Administration plus one Trustee signature./Start Date:12/1/2017/Time reqd during working hours?: no 6)Redlands Hospitality Group-Yes Invest*Homestead, FL*If we make it through due diligence and close on the acquisition of Schnebly Redland's Winery, I would become 24.9% owner of the General Partnership. I am playing a role in assembling a team of partners and evaluating our future business plan and initiatives; however my role post-closing will be passive and will not require my ongoing involvement.*5Hours per mnth*11/23/22 7)OnMed*Yes Invest*My only activity will be as a small, passive investor. I will have no other responsibilities or titles.*0 hrs per mnth*11/23/22*Tampa, FL 8)NewEdge Wealth, LLC, an IAR.�Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.� Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 01/28/2022 9.NewEdgeWealth*Request to add fixed annuities and insurance.*Yes Invest*3hrs*6/14/23* 10.JAMDA LLC*I am a partner in our Advisory business, and this LLC owns my interest.*Yes Invest*60 Hrs per mnth-240 during trade*1/26/22*Miami FL

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH

ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - SEC (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - Maryland (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/24/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(1/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2001About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jared Michaud Kaplan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JK
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