JK
Jared M. Kaplan
NEW EDGE WEALTH
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 2886837
JK
Professional summary
Jared Michaud Kaplan, who also goes by Jared M Kaplan, Jay Kaplan, is a registered financial advisor currently at NEW EDGE WEALTH located in Coral Gables, Florida.
Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jared has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jared M Kaplan | Jay Kaplan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Legal Services of Greater Miami, Inc. / United States / 4343 West Flagler St. / Miami / fl / United States / 33134 / www.legalservicesmiami.org / No / Charity / / Charity / / Not for profit organization which hires lawyers and provides pro-bono legal services to individuals (in civil matters only) who could not otherwise afford counsel. / Active / Other / Member of Investment Committee / Help advise on matters associated with management of the endowment portfolio. / 6 / No / No / No / No / Start Date 12/01/2017 / / No / / No / / No / No No / Miami, FL / No / / No / / They provide a good service to our community and asked me to help. / No / 2)SOLE OWNER OF ANTIQUE MERCHANDISING BUSINESS._x000D_ 3)SANDESTIN BEACH HILTON, SANDESTIN, FL., YES, INVESTMENT RELATED. BUSINESS - RESORT HOTEL OPERATION. TITLE - LIMITED PARTNER._x000D_ START DATE - 05/15/1984. HOURS/MONTHS/N/._x000D_ DUTIES/NONE. 4)Palmer Trinity School/8001 SW 184th St.,Palmetto Bay,fl,33157,US?Investment related?:no/Education/Member of Board of directors /I will vote upon decisions the school makes, including budgeting, capital campaigns, enrollment and tuition, and other matters. I have also been asked to serve as an authorized signor on checks over $25k, as per school policy checks of this size require two signatures from Administration plus one Trustee signature./Start Date:12/1/2017/Time reqd during working hours?: no 6)Redlands Hospitality Group-Yes Invest*Homestead, FL*If we make it through due diligence and close on the acquisition of Schnebly Redland's Winery, I would become 24.9% owner of the General Partnership. I am playing a role in assembling a team of partners and evaluating our future business plan and initiatives; however my role post-closing will be passive and will not require my ongoing involvement.*5Hours per mnth*11/23/22 7)OnMed*Yes Invest*My only activity will be as a small, passive investor. I will have no other responsibilities or titles.*0 hrs per mnth*11/23/22*Tampa, FL 8)NewEdge Wealth, LLC, an IAR.�Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.� Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 01/28/2022 9.NewEdgeWealth*Request to add fixed annuities and insurance.*Yes Invest*3hrs*6/14/23* 10.JAMDA LLC*I am a partner in our Advisory business, and this LLC owns my interest.*Yes Invest*60 Hrs per mnth-240 during trade*1/26/22*Miami FL
CRS (Client Relationship Summary) - RIA
Click below to view Jared Michaud Kaplan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2022 - Present
NEW EDGE WEALTH
Office #1: 1 Alhambra Plaza Ph Floor, Coral Gables, FL 33134RIA
CRD#: 307771
Coral Gables, FL
Past
January 28, 2022 - March 11, 2024
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
CORAL GABLES, FL
Past
December 4, 2006 - February 15, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CORAL GABLES, FL
Past
December 1, 2006 - February 15, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
MIAMI, FL
Past
August 16, 2004 - December 7, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
MIAMI, FL
Past
August 13, 2004 - December 7, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
MIAMI, FL
Past
May 7, 2004 - August 25, 2004
LEHMAN BROTHERS INC.
RIA
CRD#: 7506
MIAMI, FL
Past
August 16, 2001 - August 25, 2004
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
July 23, 2001 - August 2, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 22, 1997 - December 22, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/14/2022)
IAR
Texas(1/28/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEW EDGE WEALTH
CRD#: 307771Coral Gables, FL 33134TRUST BUT VERIFY
Monitor Jared Kaplan
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
