Carlos E. Merced
Professional summary
Carlos Enrique Merced SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Carlos is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Carlos had worked at 6 firms, which includes CAMDEN SECURITIES INC., TRAUTMAN WASSERMAN & COMPANY INC., MILLENNIUM SECURITIES CORP., J. P. GIBBONS & CO. INC., PRIME CHARTER LTD., DUKE & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1999 - March 27, 2001
CAMDEN SECURITIES, INC.
May 21, 1998 - July 13, 1998
TRAUTMAN WASSERMAN & COMPANY, INC.
May 13, 1998 - May 27, 1998
MILLENNIUM SECURITIES CORP.
March 24, 1998 - April 24, 1998
J. P. GIBBONS & CO., INC.
March 15, 1998 - March 30, 1998
PRIME CHARTER LTD.
January 20, 1998 - February 25, 1998
DUKE & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAMDEN SECURITIES, INC.
CRD#: 18305 / SEC#: , 8-36436
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
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