Stephen R. Langlois
KESTRA ADVISORY SERVICES | President
Austin, TX 78735
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CRD#: 2886717
Professional summary
Stephen Russell Langlois is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Stephen has worked at 5 firms and has passed the Series 66, Series 63, Series 87, Series 7, Series 6 and Series 24 exams.
Biography
As president of Kestra Financial, Stephen drives Kestra Financial’s revenue growth, executes and expands the company’s existing growth strategy, and furthers the evolution of Kestra Financial’s value proposition. Stephen has a deep and singular focus on delivering technology and wealth management platform innovations and enhancing the practice management solutions for the Kestra Financial platform.
Prior to joining Kestra Financial, Langlois held senior positions at leading wealth management firms, including eMoney Advisor, Fidelity Investments, and LPL Financial. A results-oriented leader, Langlois has a combination of strong strategic and analytical skills, a keen sense of client and team, and a practical aptitude for driving growth and creating value.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: StratiFi Technologies Investment Related: No Address: 600 California Street San Francisco CA 94108 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Other/None of the Above Risk management software development Position, Title or Relationship: Advisory Board Member Start Date: 8/29/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide advice and guidance to the CEO Business Name: RightCapital Inc. Investment Related: No Address: 1 Enterprise Drive, Suite 648 Shelton CT 06484 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Other/None of the Above financial planning software development Position, Title or Relationship: Advisory Board Member Start Date: 3/15/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Advisor to the founder and CEO Business Name: CogniCor Technologies Investment Related: No Address: 8 The Green, Suite A Dover DE 19901 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Other/None of the Above Software development Position, Title or Relationship: Advisory Board Member Start Date: 5/2/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Advise the founder and CEO Business Name: FusionIQ Investment Related: No Address: 12 Gill St., Suite 5700 Woburn MA 01801 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Advisory Board member Start Date: 2/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide advice and counsel to the CEO Business Name: REACH Beyond Domestic Violence Investment Related: No Address: PO Box 540024 Waltham MA 02454 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Member of the Board Start Date: 9/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Governance and oversight
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Russell Langlois's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735RIA
CRD#: 283330
Austin, TX
Current
August 14, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Ste 400, Austin, TX 78735BD
CRD#: 42046
Austin, TX
Past
December 22, 2011 - April 22, 2015
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
BOSTON, MA
Past
March 10, 2006 - August 23, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOSTON, MA
Past
November 3, 2004 - August 23, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
BOSTON, MA
Past
September 25, 2002 - October 5, 2004
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(9/25/2020)
RR
Texas(10/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
