Stephen E. Capizzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Edward Capizzi, CFP®, who also goes by Stephen E Capizzi, Steve Capizzi, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1997. Stephen had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1996
Experience
July 11, 2014 - May 11, 2015
CREDO WEALTH MANAGEMENT, INC.
January 3, 2005 - January 19, 2010
TRIAD ADVISORS LLC
February 9, 2004 - December 31, 2004
INVESTORS CAPITAL CORP.
March 31, 2003 - December 31, 2017
CORE FINANCIAL ADVISORS, INC.
October 28, 1997 - December 31, 2003
DEMPSEY FINANCIAL NETWORK, INC.
June 6, 1997 - November 3, 1997
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREDO WEALTH MANAGEMENT, INC.
CRD#: 172246 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
