Chi Chang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chi Chang, CFP® was a registered financial professional .
Chi is a previously registered financial professional and started their career in finance in 1997. Chi had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
October 29, 2015 - January 2, 2024
NAV ADVISORS
April 30, 2014 - September 10, 2015
BANCWEST INVESTMENT SERVICES, INC.
April 30, 2014 - September 10, 2015
BANCWEST INVESTMENT SERVICES, INC.
March 10, 2014 - April 9, 2014
BANCWEST INVESTMENT SERVICES, INC.
March 7, 2014 - April 9, 2014
BANCWEST INVESTMENT SERVICES, INC.
July 22, 2013 - May 6, 2014
NAV ADVISORS
December 17, 2007 - December 17, 2012
MSI FINANCIAL SERVICES, INC.
October 25, 2007 - December 17, 2012
MSI FINANCIAL SERVICES, INC.
August 2, 2005 - November 21, 2006
WADDELL & REED
August 2, 2005 - November 21, 2006
WADDELL & REED
August 13, 2004 - June 28, 2005
FORTUNE SECURITIES, INC.
February 12, 2003 - April 7, 2004
CHARLES SCHWAB & CO., INC.
February 12, 2003 - April 7, 2004
CHARLES SCHWAB & CO., INC.
April 14, 2000 - January 17, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2000 - January 17, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 10, 1998 - March 27, 2000
PRUDENTIAL EQUITY GROUP, LLC
June 4, 1997 - November 2, 1998
U. S. PACIFIC FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NAV ADVISORS
CRD#: 281551 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
