David Yeoung Min Kim
Professional Summary
David Yeoung Min Kim, who also goes by David Kim, Yeoung Min David Kim, Yeoungmin David Kim, is a registered financial advisor currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota. David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 4 firms and has passed the SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Yeoung Min Kim, David Kim, Yeoung Min David Kim, Yeoungmin David Kim
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
RIVERSOURCE DISTRIBUTORS, INC.
Contact Information
Main Address
901 3rd Ave S, Minneapolis, MN 55402Mailing Address
5229 Ameriprise Financial Center, Minneapolis, MN 55474Phone Number
(612) 671-7449Established
Delaware since 12/09/2005Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC | SHAREHOLDER | — |
| BUSCHY, MATTHEW | DIRECTOR (TEXAS DESIGNATED OFFICER) | 4785321 |
| GARDNER, TRACY HOHENSEE | CHIEF COMPLIANCE OFFICER | 2598167 |
| HORWITH, THEODORE ROBERT | CHIEF FINANCIAL OFFICER | 3257001 |
| KNEESHAW, JESSICA A | DIRECTOR | 4619188 |
| MINELLA, PAULA J | GENERAL COUNSEL | 7355568 |
| POOR, JASON JOHN | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 2704246 |
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1997About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Yeoung Min Kim's CRS (Customer Relationship Summary).
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