Gary J. Tritto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary John Tritto was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1998. Gary had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2016 - January 23, 2018
T3 TRADING GROUP, LLC
February 26, 2013 - November 19, 2014
T3 TRADING GROUP, LLC
February 21, 2012 - February 5, 2013
MAXIM GROUP LLC
July 7, 2006 - January 13, 2012
WJB CAPITAL GROUP, INC.
April 18, 2006 - July 14, 2006
ECHOTRADE LLC
June 27, 2005 - February 1, 2006
DRIVEWEALTH INSTITUTIONAL LLC
April 24, 2003 - June 27, 2005
WJB CAPITAL GROUP, INC.
April 6, 1998 - April 29, 2003
DEUTSCHE BANK SECURITIES INC.
March 17, 1998 - April 2, 1998
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/25/2000
Limited Representative-Equity Trader ExamSeries 25
Date: 6/24/1999
NYSE Trading Assistant ExaminationCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
