Vincent M. Jenzano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Michael Jenzano SR was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1997. Vincent had worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2017 - December 5, 2017
NOBLE CAPITAL MARKETS, INC.
September 5, 2014 - February 20, 2015
NEWBRIDGE SECURITIES CORPORATION
August 8, 2005 - November 30, 2005
1ST DISCOUNT BROKERAGE, INC.
October 20, 2004 - July 12, 2005
GUNNALLEN FINANCIAL, INC
July 15, 2003 - October 26, 2004
LADENBURG THALMANN & CO. INC.
February 8, 2000 - September 22, 2000
A. G. EDWARDS & SONS, INC.
September 24, 1997 - February 11, 2000
CIBC WORLD MARKETS CORP.
May 29, 1997 - September 29, 1997
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768 / SEC#: , 8-32706
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
