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GP

Gregory H. Piagesi

AMERICAN FINANCIAL ASSOCIATES
EASTON, PA 18042
Some features on this profile are disabled
CRD#: 2885937
GP

Professional summary

Gregory Hugo Piagesi is a registered financial professional currently at AMERICAN FINANCIAL ASSOCIATES, INC. located in Easton, Pennsylvania.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1998. Gregory has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Hugo Piagesi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 27, 2015 - Present

AMERICAN FINANCIAL ASSOCIATES, INC.

Office #1: 1700 Northampton St. Suite A, Easton, PA 18042
BD
CRD#: 29049
EASTON, PA
Past

October 24, 2005 - February 7, 2014

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
PHILLIPSBURG, NJ
Past

October 24, 2005 - February 7, 2014

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
PHILLIPSBURG, NJ
Past

July 23, 2002 - October 24, 2005

C.J.M. ASSET MANAGEMENT, LLC

RIA
CRD#: 111302
POMPTON LAKES, NJ
Past

January 20, 1998 - October 24, 2005

C. J. M. PLANNING CORP.

BD
CRD#: 5698
POMPTON LAKES, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/7/2020)
RR
Delaware
(6/30/2017)
RR
New Jersey
(3/24/2015)
RR
Pennsylvania
(3/2/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/16/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/21/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/19/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
AMERICAN FINANCIAL ASSOCIATES, INC.
AMERICAN FINANCIAL ASSOCIATES, INC.

CRD#: 29049 / SEC#: , 8-44065

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1700 Northampton Street Suite A, Easton, PA 18042-1659
Mailing Address
1700 Northampton Street, Suite A, Easton, PA 18042-1659
Phone number
(610) 559-1600
Established
Pennsylvania since 07/23/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DALBERTO, HENRY LEONDINOPRESIDENT CEO / CCO / CFO / PFO / POO

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN FINANCIAL ASSOCIATES, INC.

CRD#: 29049Easton, PA 18042

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