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Patricia B. Whiddon

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CRD#: 2885923
PW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Bigelow Whiddon, who also goes by Patricia Louise Bigelowwhiddon, Patricia Rankin, was a registered financial advisor .

Patricia is a previously registered financial advisor and started their career in finance in 1997. Patricia had worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Patricia Louise Bigelowwhiddon | Patricia Rankin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 3, 2004 - December 31, 2009

PRISM FINANCIAL GROUP, INC.

RIA
CRD#: 131170
MIAMI, FL
Past

January 30, 2004 - March 9, 2004

TOWER SQUARE SECURITIES, INC.

RIA
CRD#: 833
MIAMI, FL
Past

January 23, 2004 - March 9, 2004

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

April 21, 2003 - December 31, 2003

TOWER SQUARE SECURITIES, INC.

RIA
CRD#: 833
MIAMI, FL
Past

April 14, 2003 - December 31, 2003

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

July 15, 1997 - November 25, 2002

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
CORAL GABLES, FL
Past

July 10, 1997 - November 25, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 7/29/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 31
Date: 7/14/1997
Futures Managed Funds Examination
General Industry/Product Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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