Philip R. Moston

TAMAR SECURITIES

Woodland Hills, CA 91364

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CRD#: 2885886

Professional summary

Philip Robert Moston, who also goes by Philip Robert Moston, Philip R Moston, Philip Moston, is a registered financial advisor currently at TAMAR SECURITIES, LLC located in Woodland Hills, California.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Philip has worked at 15 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip Robert Moston | Philip R Moston | Philip Moston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ZEPHYR INVESTMENT MANAGEMENT POSITION: Relationship Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/11/2022 ADDRESS: 3625 E Thousand Oaks Blvd, Suite 145, Westlake Village CA 91362, United States DESCRIPTION: General customer service for clients. Trading for client accounts 2. FRONTLINE CONSTRUCTION POSITION: Business Development NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2024 ADDRESS: 3625 E Thousand Oaks BLVD, Suite 137, Westlake Village CA 91362, United States DESCRIPTION: Promote the business and try to generate new jobs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Robert Moston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2025 - Present

TAMAR SECURITIES, LLC

Office #1: 22466 Ventura Boulevard, Woodland Hills, CA 91364

RIA

CRD#: 153991

Woodland Hills, CA

Past

November 3, 2023 - November 5, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WESTLAKE VILLAGE, CA

Past

November 3, 2023 - November 5, 2024

OSAIC WEALTH, INC.

CRD#: 23131

WESTLAKE VILLAGE, CA

Past

January 12, 2023 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

WESTLAKE VILLAGE, CA

Past

January 11, 2023 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

WESTLAKE VILLAGE, CA

Past

May 14, 2020 - July 6, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WOODLAND HILLS, CA

Past

May 14, 2020 - July 6, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WOODLAND HILLS, CA

Past

September 11, 2018 - March 27, 2020

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

BEVERLY HILLS, CA

Past

September 11, 2018 - March 27, 2020

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

BEVERLY HILLS, CA

Past

May 2, 2017 - September 26, 2018

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

AGOURA HILLS, CA

Past

May 2, 2017 - September 26, 2018

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

AGOURA HILLS, CA

Past

February 21, 2013 - April 26, 2017

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

AGOURA HILLS, CA

Past

February 21, 2013 - April 26, 2017

J.P. MORGAN SECURITIES LLC

CRD#: 79

AGOURA HILLS, CA

Past

September 11, 2012 - January 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WESTLAKE VILLAGE, CA

Past

June 8, 2012 - January 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WESTLAKE VILLAGE, CA

Past

October 2, 2006 - March 12, 2008

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

July 22, 2003 - October 6, 2006

ABN AMRO INCORPORATED

CRD#: 15776

NEW YORK, NY

Past

October 12, 2001 - June 10, 2002

A.B. WATLEY, INC.

CRD#: 797

NEW YORK, NY

Past

March 13, 2000 - October 12, 2001

ON-SITE TRADING, INC.

CRD#: 30271

GREAT NECK, NY

Past

August 20, 1998 - March 7, 2000

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

May 22, 1998 - July 30, 1998

TRADEX BROKERAGE SERVICE, INC.

CRD#: 8028

NEW YORK, NY

Past

May 12, 1997 - February 20, 1998

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAMAR SECURITIES, LLC

911 FINANCIAL SERVICES | TAMAR SECURITIES, LLC | TAMAR INSURANCE SOLUTIONS | FIREFIGHTERS UNITED FINANCIAL SERVICES

CRD#: 153991 / SEC#: 801-71532

RIA

Registered Investment Advisory firm - (6/11/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/3/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/2/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/16/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 10/5/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/8/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/2001

General Securities Principal Examination

Current Firm

TAMAR SECURITIES, LLC

911 FINANCIAL SERVICES | TAMAR SECURITIES, LLC | TAMAR INSURANCE SOLUTIONS | FIREFIGHTERS UNITED FINANCIAL SERVICES

CRD#: 153991 / SEC#: 801-71532

RIA

Registered Investment Advisory firm - (6/11/2010 Approved)

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Contact information

Main Address

22466 Ventura Boulevard, Woodland Hills, CA 91364

Mailing Address

Phone number

(818) 914-7460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAMAR SECURITIES, LLC ADV PART 2A BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAM WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC FIP WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC MVS WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAV WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAF WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,262
AUM (Assets Under Management)	$ 1,302,372,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Philip R. Moston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Robert Moston's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS SECURITIES LLC

ABN AMRO INCORPORATED

A.B. WATLEY, INC.

ON-SITE TRADING, INC.

TD AMERITRADE, INC.

TRADEX BROKERAGE SERVICE, INC.

LADENBURG CAPITAL MANAGEMENT INC.

Primary Firm SEC Registration

TAMAR SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/2012

Series 66

Date: 8/3/2012

Series 63

Date: 6/2/1997

SIE

Date: 10/1/2018

Series 3

Date: 10/16/2003

Series 55

Date: 10/5/2000

Series 7

Date: 5/8/1997

Series 24

Date: 9/10/2001

Current Firm

TAMAR SECURITIES, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAMAR SECURITIES, LLC

TRUST BUT VERIFY

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