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Philip Moston

TAMAR SECURITIES
Woodland Hills, CA 91364
Some features on this profile are disabled
CRD#: 2885886
PM

Professional summary

Philip Moston, who also goes by Philip Robert Moston, Philip R Moston, Philip Moston, is a registered financial advisor currently at TAMAR SECURITIES, LLC located in Woodland Hills, California.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Philip has worked at 15 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Philip Robert Moston | Philip R Moston | Philip Moston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Moston's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 24, 2025 - Present

TAMAR SECURITIES, LLC

Office #1: 22466 Ventura Boulevard, Woodland Hills, CA 91364
RIA
CRD#: 153991
Woodland Hills, CA
Past

November 3, 2023 - November 5, 2024

OSAIC WEALTH, INC.

RIA
CRD#: 23131
WESTLAKE VILLAGE, CA
Past

November 3, 2023 - November 5, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
WESTLAKE VILLAGE, CA
Past

January 12, 2023 - November 3, 2023

FSC SECURITIES CORPORATION

BD
CRD#: 7461
WESTLAKE VILLAGE, CA
Past

January 11, 2023 - November 3, 2023

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
WESTLAKE VILLAGE, CA
Past

May 14, 2020 - July 6, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WOODLAND HILLS, CA
Past

May 14, 2020 - July 6, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WOODLAND HILLS, CA
Past

September 11, 2018 - March 27, 2020

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
BEVERLY HILLS, CA
Past

September 11, 2018 - March 27, 2020

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
BEVERLY HILLS, CA
Past

May 2, 2017 - September 26, 2018

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
AGOURA HILLS, CA
Past

May 2, 2017 - September 26, 2018

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
AGOURA HILLS, CA
Past

February 21, 2013 - April 26, 2017

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
AGOURA HILLS, CA
Past

February 21, 2013 - April 26, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
AGOURA HILLS, CA
Past

September 11, 2012 - January 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
WESTLAKE VILLAGE, CA
Past

June 8, 2012 - January 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
WESTLAKE VILLAGE, CA
Past

October 2, 2006 - March 12, 2008

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

July 22, 2003 - October 6, 2006

ABN AMRO INCORPORATED

BD
CRD#: 15776
NEW YORK, NY
Past

October 12, 2001 - June 10, 2002

A.B. WATLEY, INC.

BD
CRD#: 797
NEW YORK, NY
Past

March 13, 2000 - October 12, 2001

ON-SITE TRADING, INC.

BD
CRD#: 30271
GREAT NECK, NY
Past

August 20, 1998 - March 7, 2000

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

May 22, 1998 - July 30, 1998

TRADEX BROKERAGE SERVICE, INC.

BD
CRD#: 8028
NEW YORK, NY
Past

May 12, 1997 - February 20, 1998

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
TAMAR SECURITIES, LLC
911 FINANCIAL SERVICES | TAMAR SECURITIES, LLC | TAMAR INSURANCE SOLUTIONS | FIREFIGHTERS UNITED FINANCIAL SERVICES

CRD#: 153991 / SEC#: 801-71532

RIA
Registered Investment Advisory firm - (6/11/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/24/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/4/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/3/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/2/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 10/16/2003
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 10/5/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/8/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/10/2001
General Securities Principal Examination

Current Firm

TS
TAMAR SECURITIES, LLC
911 FINANCIAL SERVICES | TAMAR SECURITIES, LLC | TAMAR INSURANCE SOLUTIONS | FIREFIGHTERS UNITED FINANCIAL SERVICES

CRD#: 153991 / SEC#: 801-71532

RIA
Registered Investment Advisory firm - (6/11/2010 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
22466 Ventura Boulevard, Woodland Hills, CA 91364
Mailing Address
Phone number
(818) 914-7460
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAMAR SECURITIES, LLC ADV PART 2A BROCHURE (3/31/2025)
TAMAR SECURITIES, LLC TAM WRAP BROCHURE (3/31/2025)
TAMAR SECURITIES, LLC FIP WRAP BROCHURE (3/31/2025)
TAMAR SECURITIES, LLC MVS WRAP BROCHURE (3/31/2025)
TAMAR SECURITIES, LLC TAV WRAP BROCHURE (3/31/2025)
TAMAR SECURITIES, LLC TAF WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts6,262
AUM (Assets Under Management)$ 1,302,372,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAMAR SECURITIES, LLC

CRD#: 153991Woodland Hills, CA 91364

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