Jeffrey D. Wlodarczak

PIVOTAL RESEARCH GROUP LLC

NASHVILLE, TN

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CRD#: 2885791

Professional summary

Jeffrey Duncan Wlodarczak is a registered financial advisor currently at PIVOTAL RESEARCH GROUP LLC located in Nashville, Tennessee.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Duncan Wlodarczak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2021 - Present

PIVOTAL RESEARCH GROUP LLC

RIA

CRD#: 153029

NASHVILLE, TN

Past

July 1, 2003 - July 10, 2008

WELLS FARGO SECURITIES, LLC

CRD#: 126292

NEW YORK, NY

Past

February 17, 2003 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 26, 1999 - April 5, 2002

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

July 7, 1997 - April 9, 1999

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/9/2021)

IAR

Tennessee
(8/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 12/20/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 11/22/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 7/1/1997

General Securities Representative Examination

Current Firm

PIVOTAL RESEARCH GROUP LLC

CRD#: 153029 / SEC#:

New York

Registered Investment Advisory firm - (8/23/2011 Approved)

Tennessee

Registered Investment Advisory firm - (8/21/2025 Approved)

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Contact information

Main Address

Demarest, NJ

Mailing Address

Phone number

(212) 514-4681

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Jeffrey D. Wlodarczak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Duncan Wlodarczak's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIVOTAL RESEARCH GROUP LLC

WELLS FARGO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CIBC WORLD MARKETS CORP.

PERSHING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2009

Series 63

Date: 6/21/1999

Series 87

Date: 12/20/2004

Series 86

Date: 11/22/2004

Series 7

Date: 7/1/1997

Current Firm

PIVOTAL RESEARCH GROUP LLC

Contact information

Documents

Red Flags

Company Information

PIVOTAL RESEARCH GROUP LLC

TRUST BUT VERIFY

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