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BW

Brian D. White

TRADIER BROKERAGE
Charlotte, NC 28277
Some features on this profile are disabled
CRD#: 2885638
BW

Professional summary

Brian Delvin White, who also goes by Brian D White, is a registered financial professional currently at TRADIER BROKERAGE, INC. located in Charlotte, North Carolina.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian D White

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Delvin White's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2019 - Present

TRADIER BROKERAGE, INC.

Office #1: 3420 Toringdon Way Suite 300, Charlotte, NC 28277Office #2: 3420 Toringdon Way Suite 300, Charlotte, NC 28277
BD
CRD#: 104982
Charlotte, NC
Past

February 6, 2015 - June 12, 2018

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLOTTE, NC
Past

April 17, 2013 - October 2, 2013

GMS GROUP

BD
CRD#: 8000
JERSEY CITY, NJ
Past

January 23, 2012 - May 14, 2012

OLSON, CROSS & ALAMO LLC

BD
CRD#: 157249
BROOKLYN, NY
Past

February 4, 2011 - October 26, 2011

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
NEW YORK, NY
Past

August 25, 2009 - October 19, 2009

NYLIFE SECURITIES LLC

BD
CRD#: 5167
BROOKLYN, NY
Past

December 15, 2008 - January 21, 2009

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
BROOKLYN, NY
Past

December 20, 2006 - December 11, 2007

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY
Past

November 24, 2004 - April 4, 2006

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

May 26, 2000 - April 23, 2003

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
NEW YORK, NY
Past

May 19, 1999 - June 23, 1999

MASON HILL & CO., INC.

BD
CRD#: 38308
NEW YORK, NY
Past

September 23, 1998 - March 10, 1999

WEATHERLY SECURITIES CORPORATION

BD
CRD#: 11081
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(3/28/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 10/9/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/12/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/5/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TB
TRADIER BROKERAGE, INC.
ROBBINS SECURITIES, INC. | TRADIER BROKERAGE, INC.

CRD#: 104982 / SEC#: , 8-52972

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3420 Toringdon Way Suite 300, Charlotte, NC 28277
Mailing Address
3420 Toringdon Way Suite 300, Charlotte, NC 28277
Phone number
(980) 272-3880
Established
Illinois since 09/17/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADIER, INC.SHAREHOLDER
BENDER, STEVEN CHRISTOPHERFINOP2650187
LAPTEWICZ, PETER ANDREWPRESIDENT5257627
LEE, PAUL HYUN SEUNGCCO2476746
LEE, PAUL HYUN SEUNGCOO2476746
LEPORE, CHRISTOPHER JAMESROSFP4787660

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADIER BROKERAGE, INC.

CRD#: 104982Charlotte, NC 28277

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