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JA

Jerome Albert Alexander

CRD# 2885335·Registered 1997 - 2016

Previously Registered: Being a previously registered professional could mean that Jerome is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jerome Albert Alexander was a registered financial advisor. Jerome was a previously registered financial professional and started their career in finance 1997 - 2016. Jerome had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

WILBANKS SECURITIES, INC.·CRD# 40673

BD

Oklahoma City, OK

June 15, 2016 - July 13, 2016

WILBANKS SECURITIES ADVISORY·CRD# 118304

RIA

Oklahoma City, OK

June 9, 2016 - July 13, 2016

FORTE WEALTH CONSULTING LLC·CRD# 283407

RIA

Oklahoma City, OK

May 6, 2016 - October 4, 2022

WILBANKS SECURITIES ADVISORY·CRD# 118304

RIA

Oklahoma City, OK

April 27, 2011 - June 3, 2016

WILBANKS SECURITIES, INC.·CRD# 40673

BD

Oklahoma City, OK

April 27, 2011 - June 3, 2016

AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363

BD

Scottsdale, AZ

February 3, 2011 - April 28, 2011

WILBANKS SECURITIES ADVISORY·CRD# 118304

RIA

Oklahoma City, OK

April 16, 2010 - November 16, 2010

WILBANKS SECURITIES, INC.·CRD# 40673

BD

Oklahoma City, OK

April 16, 2010 - November 16, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708

RIA

Oklahoma City, OK

September 8, 2009 - February 9, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708

BD

Oklahoma City, OK

August 31, 2009 - February 9, 2010

OSAIC FS, INC.·CRD# 3870

BD

Tulsa, OK

June 4, 2009 - August 20, 2009

AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363

RIA

Norman, OK

October 8, 2004 - March 18, 2009

IDS LIFE INSURANCE COMPANY·CRD# 6321

BD

Minneapolis, MN

January 14, 2004 - July 3, 2006

AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363

BD

Norman, OK

January 14, 2004 - March 18, 2009

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570

BD

Shelton, CT

September 21, 1999 - May 6, 2002

VOYA FINANCIAL ADVISORS, INC.·CRD# 2882

BD

Windsor, CT

October 9, 1998 - December 31, 1998

CETERA ADVISORS LLC·CRD# 10299

BD

Greenwood Village, CO

August 20, 1997 - July 15, 1998

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Current Firm

WS

WILBANKS SECURITIES, INC.

WILBANKS SECURITIES, INC.

CRD#: 40673 / SEC#: 8-49134

BD

Cancelled by SEC on 06/19/2018

Contact Information

Established

Oklahoma since 03/01/1996

Firm Type

Corporation

Fiscal Year End

December

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
WILBANKS, AARON BRONELLE	PRESIDENT, CEO & CFO & CCO	1983697
WILBANKS, RANDALL LEE	VICE PRESIDENT	2675482
SHARPE, STEVEN DANIEL	CO CHIEF COMPLIANCE OFFICER (CCCO)	2359155

Disclosures

Regulatory Event

12

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ALEXANDER INSURANCE- OWNER/AGENT. 4045 NW 64th St., Ste 510 Oklahoma City OK 73116, NOT INVESTMENT RELATED. 5/2011-PRESENT. 20 HOURS A MONTH ALL DURING MARKET HOURS. 2. HOT TICKETS - TICKET SALES. NOT INVESTMENT RELATED. LESS THAN 10% OF TIME SPENT ON ACTIVITY DURING THE MONTH. 3. MANAGER OF AN AIR BNB PROPERTY. NOT INVESTMENT RELATED. LESS THAN 10% OF TIME SPENT ON ACTIVITY DURING THE MONTH.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JA

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