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JA

Jerome A. Alexander

Some features on this profile are disabled
CRD#: 2885335
JA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerome Albert Alexander was a registered financial professional .

Jerome is a previously registered financial professional and started their career in finance in 1997. Jerome had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ALEXANDER INSURANCE- OWNER/AGENT. 4045 NW 64th St., Ste 510 Oklahoma City OK 73116, NOT INVESTMENT RELATED. 5/2011-PRESENT. 20 HOURS A MONTH ALL DURING MARKET HOURS. 2. HOT TICKETS - TICKET SALES. NOT INVESTMENT RELATED. LESS THAN 10% OF TIME SPENT ON ACTIVITY DURING THE MONTH. 3. MANAGER OF AN AIR BNB PROPERTY. NOT INVESTMENT RELATED. LESS THAN 10% OF TIME SPENT ON ACTIVITY DURING THE MONTH.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 15, 2016 - July 13, 2016

WILBANKS SECURITIES, INC.

BD
CRD#: 40673
OKLAHOMA CITY, OK
Past

June 9, 2016 - July 13, 2016

WILBANKS SECURITIES ADVISORY

RIA
CRD#: 118304
Oklahoma City, OK
Past

May 6, 2016 - October 4, 2022

FORTE WEALTH CONSULTING LLC

RIA
CRD#: 283407
OKLAHOMA CITY, OK
Past

April 27, 2011 - June 3, 2016

WILBANKS SECURITIES ADVISORY

RIA
CRD#: 118304
OKLAHOMA CITY, OK
Past

April 27, 2011 - June 3, 2016

WILBANKS SECURITIES, INC.

BD
CRD#: 40673
OKLAHOMA CITY, OK
Past

February 3, 2011 - April 28, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SCOTTSDALE, AZ
Past

April 16, 2010 - November 16, 2010

WILBANKS SECURITIES ADVISORY

RIA
CRD#: 118304
OKLAHOMA CITY, OK
Past

April 16, 2010 - November 16, 2010

WILBANKS SECURITIES, INC.

BD
CRD#: 40673
OKLAHOMA CITY, OK
Past

September 8, 2009 - February 9, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
OKLAHOMA CITY, OK
Past

August 31, 2009 - February 9, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
OKLAHOMA CITY, OK
Past

June 4, 2009 - August 20, 2009

OSAIC FS, INC.

BD
CRD#: 3870
TULSA, OK
Past

October 8, 2004 - March 18, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
NORMAN, OK
Past

January 14, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 14, 2004 - March 18, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
NORMAN, OK
Past

September 21, 1999 - May 6, 2002

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

October 9, 1998 - December 31, 1998

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

August 20, 1997 - July 15, 1998

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/2/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/19/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/13/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/1997
General Securities Representative Examination

Current Firm

WS
WILBANKS SECURITIES, INC.
WILBANKS SECURITIES, INC.

CRD#: 40673 / SEC#: , 8-49134

BD
Cancelled by SEC on 06/19/2018
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Contact information

Main Address
Mailing Address
Phone number
Established
Oklahoma since 03/01/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WILBANKS, AARON BRONELLEPRESIDENT, CEO & CFO & CCO1983697
WILBANKS, RANDALL LEEVICE PRESIDENT2675482
SHARPE, STEVEN DANIELCO CHIEF COMPLIANCE OFFICER (CCCO)2359155

Disclosures

Regulatory Event12
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILBANKS SECURITIES, INC.

CRD#: 40673

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