Steven J. Susoeff
Professional summary
Steven James Susoeff was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Steven had worked at 4 firms, which includes MERITAGE FINANCIAL GROUP, LPL FINANCIAL LLC, WAMU INVESTMENTS INC., GREAT WESTERN FINANCIAL SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2008 - May 2, 2025
MERITAGE FINANCIAL GROUP
December 16, 2005 - April 25, 2008
LPL FINANCIAL LLC
September 25, 2002 - April 25, 2008
LPL FINANCIAL LLC
May 1, 1998 - September 17, 2002
WAMU INVESTMENTS, INC.
May 22, 1997 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
MERITAGE FINANCIAL GROUP
CRD#: 147070 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 8,694,077 |
Red Flags
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