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JH

Jonathan C. Heimarck

FORESIDE FINANCIAL SERVICES
Portland, ME 04101
Some features on this profile are disabled
CRD#: 2885149
JH

Professional summary

Jonathan Craig Heimarck, who also goes by Jon Heimarck, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine and FORESIDE GLOBAL SERVICES, LLC located in Portland, Maine.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2003. Jonathan has worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jon Heimarck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LANDLORD 9218 E CHAMPAGNE SUN LAKES AZ POSITION: Landlord NATURE: Landlord, 9218 E Champagne Sun Lakes AZ INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2019 ADDRESS: 24220 S Lakestar Dr, Sun Lakes AZ 85248 DESCRIPTION: We purchased this property as our first home in Sun Lakes, lived there a year, and bought our new home so that we could rent 9218 to Kirsten's sister as an investment and source of income. JONATHAN HEIMARCK, AUTHOR POSITION: Proprietor NATURE: Jonathan Heimarck, Author INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2013 ADDRESS: 24220 S Lakestar Dr, Sun Lakes AZ 85248 DESCRIPTION: I self-published a chapbook of my poetry on Kindle/Amazon in December of 2013. For several years I received minimal royalty checks but have not gotten any since 2018. PFG ADVISORS LLC MICHAEL PRIOR POSITION: Supervisory Principal NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 170 START DATE: 03/29/2021 ADDRESS: 3200 N Central, Suite 200, Phoenix AZ 85012 DESCRIPTION: OSJ and supervision of advisory business. DBA - PFG

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Craig Heimarck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 17, 2024 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 148477
Portland, ME
Current

January 17, 2024 - Present

FORESIDE GLOBAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 147382
Portland, ME
Current

January 17, 2024 - Present

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 143809
Portland, ME
Current

January 17, 2024 - Present

IMST DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 130745
Portland, ME
Current

January 17, 2024 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 103848
Portland, ME
Current

January 17, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 46106
Portland, ME
Current

January 17, 2024 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 31334
Portland, ME
Past

February 23, 2023 - December 15, 2023

EDWARD JONES

RIA
CRD#: 250
SUN LAKES, AZ
Past

February 22, 2023 - December 15, 2023

EDWARD JONES

BD
CRD#: 250
SUN LAKES, AZ
Past

March 30, 2021 - October 31, 2022

PFG ADVISORS

RIA
CRD#: 173344
PHOENIX, AZ
Past

March 26, 2021 - November 23, 2022

SECURITIES AMERICA, INC.

BD
CRD#: 10205
PHOENIX, AZ
Past

October 9, 2018 - January 29, 2021

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
SCOTTSDALE, AZ
Past

September 27, 2018 - January 29, 2021

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
SCOTTSDALE, AZ
Past

June 11, 2014 - June 13, 2018

QUESTAR ASSET MANAGEMENT, INC.

RIA
CRD#: 133358
MINNEAPOLIS, MN
Past

June 10, 2014 - June 13, 2018

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
MINNEAPOLIS, MN
Past

January 14, 2013 - October 9, 2013

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
ST. PAUL, MN
Past

March 2, 2011 - June 6, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
ST. PAUL, MN
Past

April 20, 2009 - June 6, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
ST. PAUL, MN
Past

November 7, 2008 - March 31, 2009

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
MINNEAPOLIS, MN
Past

December 16, 2005 - August 4, 2008

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

July 24, 2003 - July 13, 2005

NORTHLAND SECURITIES, INC.

BD
CRD#: 40258
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/22/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/26/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/30/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 6/4/2007
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 7/22/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/19/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUNDS DISTRIBUTORS LLC
440 FINANCIAL DISTRIBUTORS, INC. | PFPC DISTRIBUTORS, INC. | FORESIDE FUNDS DISTRIBUTORS LLC | FIRST DATA DISTRIBUTORS, INC. | BNY MELLON DISTRIBUTORS LLC | BNY MELLON DISTRIBUTORS INC.

CRD#: 31334 / SEC#: , 8-45467

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS LLCDIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNEVP/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334Portland, ME 04101

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