Christopher Michael Coccaro
Professional Summary
Christopher Michael Coccaro, who also goes by Chris Coccaro, is a registered financial advisor currently at FINANCIAL NORTHEASTERN SECURITIES, LLC located in Fairfield, New Jersey and INSPEREX LLC located in Fairfield, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Coccaro
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
INCAPITAL | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC
Contact Information
Main Address
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606Phone Number
(312) 379-3700Established
Delaware since 09/01/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INCAPITAL HOLDINGS LLC | MEMBER: VOTING | — |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| LEHRMAN, IRA | CHIEF TECHNOLOGY OFFICER | 2577289 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/7/2010)
(11/1/2005)
(1/7/2010)
(10/1/2026)
(3/29/2022)
(10/1/2026)
(1/4/2011)
(1/7/2010)
(10/1/2026)
(5/7/1998)
(5/20/1998)
(12/15/2011)
(7/28/2014)
(10/1/2026)
(7/23/2014)
(12/15/2011)
(1/14/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Coccaro's CRS (Customer Relationship Summary).
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