Christopher M. Coccaro
Professional summary
Christopher Michael Coccaro, who also goes by Chris Coccaro, is a registered financial professional currently at FINANCIAL NORTHEASTERN SECURITIES, INC. located in Fairfield, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Coccaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 1998 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 100 Passaic Avenue, Fairfield, NJ 07004Office #2: 100 Passaic Avenue, Fairfield, NJ 07004March 5, 1998 - May 15, 1998
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2010)
(11/1/2005)
(1/7/2010)
(3/29/2022)
(1/2/2013)
(3/29/2022)
(12/20/2011)
(1/4/2011)
(1/7/2010)
(1/4/2011)
(5/7/1998)
(5/20/1998)
(12/15/2011)
(7/28/2014)
(1/3/2008)
(7/23/2014)
(12/15/2011)
(1/14/2020)
Exams
FINRA
Current Firm
FINANCIAL NORTHEASTERN SECURITIES, INC.
CRD#: 17007 / SEC#: , 8-34883
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
