Thomas Edward Laird
Professional Summary
Thomas Edward Laird, who also goes by Tom Laird, is a registered financial advisor currently at T. E. LAIRD SECURITIES, LLC located in St. Paul, Minnesota. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 50, Series 7, Series 52, Series 14, Series 54, Series 53, Series 28 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Laird
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
T. E. LAIRD SECURITIES, LLC
Contact Information
Main Address
79 Otis Avenue, St. Paul, MN 55104Mailing Address
79 Otis Avenue, St. Paul, MN 55104Phone Number
(612) 770-8010Established
Delaware since 10/03/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEL HOLDINGS LLC | DIRECT OWNER | — |
| LAIRD, THOMAS EDWARD | CEO/CCO/CFO/AMLCO/FINOP | 2885103 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/20/2018)
(12/12/2018)
(3/18/2015)
(12/12/2018)
(12/12/2018)
(1/2/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Apr 2017About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Jul 2021About the Series 54 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jul 2014About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Edward Laird's CRS (Customer Relationship Summary).
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