Zachary S. Berkey
Professional summary
Zachary Samuel Berkey was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Zachary is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Zachary had worked at 4 firms, which includes FOUR POINTS CAPITAL PARTNERS LLC, NATIONAL SECURITIES CORPORATION, WOODSTOCK FINANCIAL GROUP INC., GLOBAL CAPITAL MARKETS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2013 - January 16, 2015
FOUR POINTS CAPITAL PARTNERS LLC
May 20, 2011 - April 1, 2013
NATIONAL SECURITIES CORPORATION
October 16, 1998 - June 16, 2011
WOODSTOCK FINANCIAL GROUP, INC.
September 10, 1997 - November 2, 1998
GLOBAL CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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