Thomas L. Loughrey

FLOW PARTNERS

Chapel Hill, NC

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CRD#: 2884699

Professional summary

Thomas Lynn Loughrey, who also goes by Thomas L Loughrey, Thomas Lynn Loughrey II, is a registered financial advisor currently at FLOW PARTNERS, LLC located in Chapel Hill, North Carolina.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thomas has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas L Loughrey | Thomas Lynn Loughrey Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Lynn Loughrey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2021 - Present

FLOW PARTNERS, LLC

RIA

CRD#: 312146

Chapel Hill, NC

Past

September 1, 2000 - October 29, 2001

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/31/2000

General Securities Representative Examination

Current Firm

FLOW PARTNERS, LLC

FLOW PARTNERS, LLC | FRIEZO LOUGHREY OIL WELL PARTNERS, LLC

CRD#: 312146 / SEC#:

North Carolina

Registered Investment Advisory firm - (2/25/2021 Approved)

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Contact information

Main Address

Chapel Hill, NC

Mailing Address

Phone number

(919) 619-2413

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Thomas L. Loughrey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Lynn Loughrey's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLOW PARTNERS, LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/2000

Series 7

Date: 8/31/2000

Current Firm

FLOW PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

FLOW PARTNERS, LLC

TRUST BUT VERIFY

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