Betty J. Convery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Betty Jo Convery, CFP®, who also goes by Betty Jo Bartkoski, Betty Convery, was a registered financial professional .
Betty is a previously registered financial professional and started their career in finance in 1997. Betty had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2017 - August 3, 2021
VANGUARD ADVISERS, INC.
April 6, 2017 - August 3, 2021
VANGUARD MARKETING CORPORATION
April 7, 2016 - March 20, 2017
SCHWAB WEALTH ADVISORY, INC.
October 16, 2014 - March 20, 2017
CHARLES SCHWAB & CO., INC.
May 21, 2014 - July 18, 2014
MML INVESTORS SERVICES, LLC
August 3, 2012 - March 4, 2014
STATE FARM VP MANAGEMENT CORP.
April 11, 2001 - May 25, 2005
STATE FARM VP MANAGEMENT CORP.
March 25, 1999 - April 11, 2001
STATE FARM INVESTMENT MANAGEMENT CORP.
November 19, 1997 - February 8, 1999
STATE FARM VP MANAGEMENT CORP.
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/30/2024
General Securities Representative ExaminationCurrent Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
