Brian D. Heinke
Professional summary
Brian Douglas Heinke, AIF®, who also goes by Brian D Heinke, is a registered financial advisor currently at IMA WEALTH located in Denver, Colorado.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Douglas Heinke's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2014 - Present
IMA WEALTH
Office #1: 1705 17th Street Suite 100, Denver, CO 80202August 26, 2005 - March 3, 2014
TRUENORTH, INC.
April 12, 2005 - December 15, 2023
IMA WEALTH
March 11, 2003 - April 18, 2005
EMPOWER FINANCIAL SERVICES, INC.
July 18, 1997 - February 20, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
IMA WEALTH
CRD#: 112091 / SEC#: 801-79108, 8-53221
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/5/2014)
(6/7/2024)
(2/5/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
IMA WEALTH
CRD#: 112091 / SEC#: 801-79108, 8-53221
Contact information
SEC notice filing (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | SHAREHOLDER | |
| DAVIS, PATRICIA LYNN | SVP, CCO, DIRECTOR | 5613123 |
| HOLT, RICHARD WILLIAM | PRESIDENT, DIRECTOR, CIO, FINOP | 2778485 |
| PAULY, ERIC MICHAEL | GENERAL COUNSEL/SECRETARY | 7719772 |
| POOL, SUSAN LOUISE | SENIOR VICE PRESIDENT/DIRECTOR | 3178683 |
Regulatory assets under management
| Total Number of Accounts | 1,514 |
| AUM (Assets Under Management) | $ 3,158,410,252 |
Red Flags
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