Scott D. Wyman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Daniel Wyman was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2007 - April 21, 2014
GILFORD FINANCIAL CORP.
October 22, 2003 - April 21, 2014
GILFORD SECURITIES INCORPORATED
January 9, 2003 - October 15, 2003
BNY MELLON SECURITIES CORPORATION
June 4, 2002 - October 15, 2003
BNY MELLON SECURITIES CORPORATION
April 30, 1997 - May 29, 2002
GILFORD SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
GILFORD FINANCIAL CORP.
CRD#: 126593 / SEC#: 801-68766
Contact information
Red Flags
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