Diane D. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane Donna Mcdonald MS, who also goes by Diane Donna Mcdonald, Diane Donna Michael, was a registered financial professional .
Diane is a previously registered financial professional and started their career in finance in 1997. Diane had worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2020 - July 8, 2021
ALLIANCE-ONE INVESTMENTS, LLC
August 11, 2017 - October 24, 2019
ALLIANCE-ONE INVESTMENTS, LLC
May 21, 2014 - December 8, 2014
NEW ENGLAND SECURITIES
December 13, 2012 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
June 3, 1997 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
June 3, 1997 - September 10, 2013
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
