TT
Thomas C. Tavenner
BOOSTER
OLNEY, MD
Some features on this profile are disabled
CRD#: 2883973
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Professional summary
Thomas Clyde Tavenner, AIF®, who also goes by Thomas C Tavenner, Tommy Tavenner, is a registered financial advisor currently at BOOSTER, LLC located in Olney, Maryland.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas C Tavenner | Tommy Tavenner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THOMAS TAVENNER, INDIVIDUAL AGENT FOR SALE OF TRADITIONAL LIFE, DISABILITY, HEALTH AND LONG TERM CARE INSURANCE.POSITION: Owner-Agent NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/01/1996ADDRESS: 41 So Market Sr, #401, Frederick MD 21701, United StatesDESCRIPTION: Tavenner offers traditional insurance products as a normal function of his broad financial services company. SOUTH MARKET LLC POSITION: LLC MEMBER NATURE: INVESTMENT-RELATED OBA NOT THROUGH H. BECK, INC. INVESTMENT RELATED: YES NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 41 SOUTH MARKET ST, #401, FREDERICK MD 21701 DESCRIPTION: I SERVE AS MEMBER. I OVERSEE THE FINANCIAL MANAGEMENT OF THE ENTITY, AND HAVE A BOOK KEEPER ON STAFF WHO COLLECTS RENTS AND PAYS VARIOUS BILLS. THOMAS TAVENNER. FATHER TIME MUSIC. PARTICIPATE IN OCCASIONAL PUBLIC PERFORMANCES IN THE ROCK BAND FATHER TIME. THIS IS A NON-INVESTMENT ACTIVITY. POSITION: Musician NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/26/2019 ADDRESS: 3604 Patrick Henry Dr, Olney MD 20832, United States DESCRIPTION: Participate in occasional public performances in the rock band Father Time. TAVENNER FINANCIAL SERVICES INC POSITION: President NATURE: Other OBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 3604 Patrick Henry Dr, Olney MD 20832, United States DESCRIPTION: Tavenner Financial Services Inc is the holding company that collects all financial income from all sources (planning, investments, insurance, annuities) compensates me as an employee. Each of my entities (sole proprietor, LLC) has a service agreement in place to comply with IRS standards related to this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Clyde Tavenner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 9, 2021 - Present
BOOSTER, LLC
RIA
CRD#: 314629
OLNEY, MD
Past
April 1, 2021 - December 2, 2021
GROVE POINT ADVISORS, LLC
RIA
CRD#: 313171
Gaithersburg, MD
Past
June 30, 2020 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
GAITHERSBURG, MD
Past
March 5, 2018 - December 3, 2021
KRPG ADVISORS, LLC
RIA
CRD#: 284998
GAITHERSBURG, MD
Past
May 25, 2010 - December 31, 2018
TAVENNER FINANCIAL, LLC
RIA
CRD#: 153941
FREDERICK, MD
Past
February 9, 2007 - June 15, 2010
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
GAITHERSBURG, MD
Past
February 9, 2007 - December 2, 2021
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
GAITHERSBURG, MD
Past
May 5, 2006 - February 27, 2007
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
BETHESDA, MD
Past
April 19, 2006 - February 27, 2007
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BETHESDA, MD
Past
March 16, 2004 - April 10, 2006
EQUITY SERVICES, INC.
RIA
CRD#: 265
BETHESDA, MD
Past
March 11, 2004 - April 10, 2006
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
November 24, 1999 - March 3, 2004
NEW ENGLAND SECURITIES
RIA
CRD#: 615
BETHESDA, MD
Past
May 20, 1997 - March 3, 2004
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BOOSTER, LLC
BOOSTER, LLC
CRD#: 314629 / SEC#: 801-123233
RIA
Registered Investment Advisory firm - (2/14/2022 Approved)Maryland
Registered Investment Advisory firm - (2/28/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(12/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BL
BOOSTER, LLC
BOOSTER, LLC
CRD#: 314629 / SEC#: 801-123233
RIA
Registered Investment Advisory firm - (2/14/2022 Approved)Maryland
Registered Investment Advisory firm - (2/28/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 East Eager Street, Baltimore, MD 21202
Mailing Address
Phone number
(410) 216-1551
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 249 |
| AUM (Assets Under Management) | $ 239,784,662 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
