Michael H. Richter

ARKOS GLOBAL ADVISORS

Houston, TX 77027

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CRD#: 2883806

Professional summary

Michael Harvey Richter, who also goes by Michael H. Richter, Mike Richter, is a registered financial advisor currently at ARKOS GLOBAL ADVISORS, LLC located in Houston, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael H. Richter | Mike Richter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)RAGME, LTD - 6306 KURY LANE, HOUSTON, TX 77008 - PARTNERSHIP - GENERAL PARTNER - 5/22/2002 - 1 HR/MO/TRD HRS - FAMILY LIMITED PARTNERSHIP - NONINVESTMENT RELATED 2) MICHAEL RICHTER - 6306 KURY LANE HOUSTON, TX 77008 - PARTNERSHIP - PARTNER IN INVESTMENT OF LAND - 1/1/1978 - 0 HR/MO/TRD HRS - INVESTMENT IN LAND - NONINVESTMENT RELATED 3) THE BARNABAS GROUP - 1 RIVERWAY, SUITE 800, HOUSTON, TEXAS 77056 - 2008 START DATE - NIR - BOARD MEMBER - BOARD MEMBER - PRIVATE CORP - 2 TRADING HRS/MO 4) SECOND WIND - 402 OFFICE PARK DRIVE, SUITE 310, BIRMINGHAM, ALABAMA 35223 - 01/2014 START DATE - NIR - OUTSIDE MINISTRY ACTIVITIES - CHAIRMAN OF THE BOARD - CHARITY - 0 HRS/MO DURING TRADING 5) NATIONAL CHRISTIAN FOUNDATION HOUSTON - ONE RIVERWAY, SUITE 800, 777 SOUTH POST OAK LANE, HOUSTON, TEXAS 77056 - 01/2012 START DATE - NIR - ADVISORY BOARD MEMBER - ADVISORY BOARD MEMBER - PUBLIC CORP - 0 HRS/MO TRADING 6)MIKE RICHTER CPA PLLC - 6314 KURY LANE, HOUSTON, TEXAS 77008 - 10/2016 start date - NIR - ACCOUNTING FIRM TAX AND CONSULTING PRACTICE - TAX AND CONSULTING PRACTICE - LLC - 160 hrs/mo trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Harvey Richter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2017 - Present

ARKOS GLOBAL ADVISORS, LLC

Office #1: 4400 Post Oak Pkwy Ste. 1950, Houston, TX 77027

RIA

CRD#: 287466

Houston, TX

Past

September 19, 2007 - February 28, 2017

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

HOUSTON, TX

Past

October 16, 2003 - September 14, 2015

UHY CAPITAL ADVISORS, LLC

RIA

CRD#: 116592

HOUSTON, TX

Past

April 4, 2002 - November 20, 2006

WEALTH ADVISORS, INC.

RIA

CRD#: 114178

HOUSTON, TX

Past

May 25, 2001 - September 17, 2007

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

HOUSTON, TX

Past

March 2, 2001 - September 17, 2007

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

HOUSTON, TX

Past

May 30, 1997 - March 9, 2001

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARKOS GLOBAL ADVISORS, LLC

ARCHETYPE WEALTH PARTNERS, LLC | HARPER ADVISORS, LLC | ARKOS GLOBAL ADVISORS, LLC

CRD#: 287466 / SEC#: 801-110406

RIA

Registered Investment Advisory firm - (4/14/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/29/1997

General Securities Representative Examination

Current Firm

ARKOS GLOBAL ADVISORS, LLC

ARCHETYPE WEALTH PARTNERS, LLC | HARPER ADVISORS, LLC | ARKOS GLOBAL ADVISORS, LLC

CRD#: 287466 / SEC#: 801-110406

RIA

Registered Investment Advisory firm - (4/14/2017 Approved)

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Contact information

Main Address

4400 Post Oak Pkwy Ste. 1950, Houston, TX 77027

Mailing Address

Phone number

(346) 352-2360

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARKOS ADV2A BROCHURE (4/24/2025)

Regulatory assets under management

Total Number of Accounts	1,229
AUM (Assets Under Management)	$ 1,109,378,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael H. Richter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Harvey Richter's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES SERVICE NETWORK, LLC

UHY CAPITAL ADVISORS, LLC

WEALTH ADVISORS, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

ARKOS GLOBAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/6/1997

SIE

Date: 2/28/2017

Series 7

Date: 5/29/1997

Current Firm

ARKOS GLOBAL ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARKOS GLOBAL ADVISORS, LLC

TRUST BUT VERIFY

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