Bryan G. Watkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Gerard Watkins, who also goes by Bryan G Watkins, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1998. Bryan had worked at 9 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2012 - January 2, 2014
NOBLE CAPITAL MARKETS, INC.
January 20, 2010 - December 10, 2010
BGC FINANCIAL, L.P.
March 29, 2007 - November 26, 2007
CREDIT AGRICOLE SECURITIES (USA) INC.
November 4, 2003 - March 24, 2005
AUERBACH GRAYSON & COMPANY LLC
June 2, 2003 - October 24, 2003
MAGNA
June 12, 2002 - December 2, 2002
COWEN AND COMPANY
April 9, 2001 - June 10, 2002
NOMURA SECURITIES INTERNATIONAL, INC.
June 25, 1999 - March 6, 2001
ABN AMRO SECURITIES LLC
March 31, 1998 - June 7, 1999
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/15/2000
Limited Representative-Equity Trader ExamCurrent Firm
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768 / SEC#: , 8-32706
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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