Gregory A. Ramirez

ADVISORS ON CALL

Laguna Hills, CA 92653

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CRD#: 2883461

Professional summary

Gregory Avery Ramirez is a registered financial advisor currently at ADVISORS ON CALL located in Laguna Hills, California.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Gregory has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADVISORS ON CALL LLC, OWNER,5/1/13 . USED FOR MARKETING AND BRANDING PURPOSES; HAVE BEEN WORKING DIRECTLY WITH INSURANCE COMPANIES SINCE 2008. INVESTMENT RELATED, APROX. 20 HRS. WEEK.COMPENSATION COMES DIRECTLY FROM INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Avery Ramirez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2021 - Present

ADVISORS ON CALL

Office #1: 23276 South Pointe Drive Suite 209, Laguna Hills, CA 92653

RIA

CRD#: 315319

Laguna Hills, CA

Past

September 22, 2017 - June 7, 2018

CABIN SECURITIES, INC.

CRD#: 137608

Laguna Hills, CA

Past

April 27, 2015 - October 6, 2017

SILBER BENNETT FINANCIAL, INC.

CRD#: 156435

ENCINO, CA

Past

October 2, 2013 - December 6, 2022

CLARAPHI ADVISORY NETWORK, LLC

RIA

CRD#: 165868

ALISO VIEJO, CA

Past

February 12, 2013 - April 21, 2015

RICHFIELD ORION INTERNATIONAL, INC.

CRD#: 24433

Laguna Hills, CA

Past

January 25, 2012 - December 4, 2012

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

WHITTIER, CA

Past

January 25, 2012 - December 4, 2012

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

WHITTIER, CA

Past

March 1, 2011 - March 30, 2011

VISION BROKERAGE SERVICES, LLC

CRD#: 47927

STAMFORD, CT

Past

January 14, 2011 - March 15, 2012

OPVEST WEALTH MANAGEMENT

RIA

CRD#: 143010

IRVINE, CA

Past

April 7, 2008 - January 5, 2011

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

IRVINE, CA

Past

January 24, 2008 - October 25, 2010

NATIONAL SECURITIES CORPORATION

CRD#: 7569

IRVINE, CA

Past

July 12, 2006 - January 7, 2008

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

ONTARIO, CA

Past

July 12, 2006 - January 7, 2008

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

ONTARIO, CA

Past

January 27, 2006 - July 7, 2006

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

LAKEWOOD, CA

Past

December 14, 2001 - July 7, 2006

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

LAKEWOOD, CA

Past

November 28, 1997 - September 6, 2001

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/30/2021)

IAR

Texas
(2/23/2024)

IAR

Wisconsin
(8/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/26/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVISORS ON CALL

ADVISORS ON CALL | ADVISORS ON CALL, LLC

CRD#: 315319 / SEC#:

California

Registered Investment Advisory firm - (9/30/2021 Approved)

Texas

Registered Investment Advisory firm - (2/23/2024 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (7/28/2022 Approved)

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Contact information

Main Address

23276 South Pointe Drive Suite 209, Laguna Hills, CA 92653

Mailing Address

Phone number

(562) 287-2665

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	251
AUM (Assets Under Management)	$ 31,989,610

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory A. Ramirez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Avery Ramirez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABIN SECURITIES, INC.

SILBER BENNETT FINANCIAL, INC.

CLARAPHI ADVISORY NETWORK, LLC

RICHFIELD ORION INTERNATIONAL, INC.

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

VISION BROKERAGE SERVICES, LLC

OPVEST WEALTH MANAGEMENT

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

CAL FED INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2006

Series 63

Date: 9/26/1997

SIE

Date: 6/7/2018

Series 7

Date: 3/23/2001

Series 6

Date: 11/26/1997

Current Firm

ADVISORS ON CALL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVISORS ON CALL

TRUST BUT VERIFY

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