Jeffrey G. Klepacki
Professional summary
Jeffrey G Klepacki, who also goes by Jeff Klepacki, Jeffrey Gerard Klepacki, is a registered financial professional currently at BLUEROCK CAPITAL MARKETS LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey G Klepacki's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2024 - Present
BLUEROCK CAPITAL MARKETS LLC
Office #1: 919 Third Avenue 40th Floor, New York, NY 10022December 15, 2020 - August 23, 2022
SMEAD FUNDS DISTRIBUTORS, LLC
January 5, 2017 - December 31, 2019
ABERDEEN FUND DISTRIBUTORS, LLC
September 10, 2014 - January 22, 2016
CAPITAL CLIENT GROUP, INC.
September 10, 2014 - January 22, 2016
CAPITAL CLIENT GROUP, INC.
January 15, 2010 - September 2, 2014
DELAWARE DISTRIBUTORS, L.P.
January 16, 2003 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
January 15, 2002 - December 21, 2009
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
June 12, 1997 - January 25, 2002
NICHOLAS-APPLEGATE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 99TO
Date: 2/20/2025
Operations Professional ExaminationFINRA
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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