Jeffrey G. Klepacki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey G Klepacki, who also goes by Jeff Klepacki, Jeffrey Gerard Klepacki, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1997. Jeffrey had worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2024 - May 29, 2026
BLUEROCK CAPITAL MARKETS LLC
December 15, 2020 - August 23, 2022
SMEAD FUNDS DISTRIBUTORS, LLC
January 5, 2017 - December 31, 2019
ABERDEEN FUND DISTRIBUTORS, LLC
September 10, 2014 - January 22, 2016
CAPITAL CLIENT GROUP, INC.
September 10, 2014 - January 22, 2016
CAPITAL CLIENT GROUP, INC.
January 15, 2010 - September 2, 2014
DELAWARE DISTRIBUTORS, L.P.
January 16, 2003 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
January 15, 2002 - December 21, 2009
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
June 12, 1997 - January 25, 2002
NICHOLAS-APPLEGATE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 2/20/2025
Operations Professional ExaminationCurrent Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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