Bradley J. Freimark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley John Freimark, who also goes by Bradley John Fredmark, Brad Freimark, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1997. Bradley had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2014 - August 10, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 7, 2000 - August 10, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 22, 1999 - March 10, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 22, 1999 - March 10, 2000
OSAIC FA, INC.
January 7, 1998 - February 18, 1999
MONY SECURITIES CORPORATION
July 22, 1997 - December 31, 1997
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
