Patrick M. Parisi

BMO FAMILY OFFICE

PORTSMOUTH, NH 03801

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CRD#: 2883282

Professional summary

Patrick Maurizio Parisi, CIMA®, who also goes by Patrick Parisi, is a registered financial advisor currently at BMO FAMILY OFFICE, LLC located in Portsmouth, New Hampshire.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Patrick has worked at 3 firms and has passed the Series 65, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Parisi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Maurizio Parisi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 20, 2012 - Present

BMO FAMILY OFFICE, LLC

Office #1: 117 Bow Street Suite 111, Portsmouth, NH 03801Office #2: 36 Maplewood Avenue, Portsmouth, NH 03801

RIA

CRD#: 110264

PORTSMOUTH, NH

Past

May 22, 2008 - July 23, 2012

CTC CONSULTING, LLC

RIA

CRD#: 147053

PORTSMOUTH, NH

Past

August 18, 2004 - May 30, 2008

CTC CONSULTING, INC.

RIA

CRD#: 107079

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BMO FAMILY OFFICE, LLC

CRD#: 110264 / SEC#: 801-56868

RIA

Registered Investment Advisory firm - (10/20/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(11/20/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 3/19/2013

National Commodity Futures Examination

Principal/Supervisory Exam

Series 30

Date: 5/14/2013

NFA Branch Manager Examination

Current Firm

BMO FAMILY OFFICE, LLC

CRD#: 110264 / SEC#: 801-56868

RIA

Registered Investment Advisory firm - (10/20/1999 Approved)

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Contact information

Main Address

320 South Canal Street Floor 12, Chicago, IL 60606

Mailing Address

Phone number

(650) 210-5042

Established

Firm type

Fiscal year end

# of Employees

120

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BMO FAMILY OFFICE, LLC ADV PART 2A (1/27/2025)

Regulatory assets under management

Total Number of Accounts	5,520
AUM (Assets Under Management)	$ 8,129,615,220

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
08/26/2024	Cover Page	Report
09/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick M. Parisi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Maurizio Parisi's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO FAMILY OFFICE, LLC

CTC CONSULTING, LLC

CTC CONSULTING, INC.

Primary Firm SEC Registration

BMO FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/1997

Series 3

Date: 3/19/2013

Series 30

Date: 5/14/2013

Current Firm

BMO FAMILY OFFICE, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BMO FAMILY OFFICE, LLC

TRUST BUT VERIFY

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