Michael A. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Arthur Davis, who also goes by Mike Davis, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 10 firms and has passed the Series 65, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2019 - April 3, 2020
OMNITRUST WEALTH MANAGEMENT, INC.
May 26, 2010 - May 23, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
September 21, 2007 - December 19, 2007
ENVISION INVESTMENT ADVISORS, LLC
September 18, 2007 - April 21, 2010
HORTER INVESTMENT MANAGEMENT, LLC
July 11, 2001 - December 31, 2001
USALLIANZ SECURITIES, INC.
September 5, 2000 - July 11, 2001
FREEDOM FINANCIAL, INC.
April 10, 2000 - September 6, 2000
INTERFIRST CAPITAL CORPORATION
July 26, 1999 - April 10, 2000
SAN CLEMENTE SECURITIES, INC.
July 29, 1997 - June 29, 1999
LOCUST STREET SECURITIES, INC.
May 14, 1997 - June 9, 1997
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/29/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
OMNITRUST WEALTH MANAGEMENT, INC.
CRD#: 298025 / SEC#: 801-134942
Contact information
Regulatory assets under management
| Total Number of Accounts | 576 |
| AUM (Assets Under Management) | $ 106,142,804 |
Red Flags
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