Derek A. Miser

MISER ASSET MANAGEMENT

Knoxville, TN 37934

Some features on this profile are disabled

CRD#: 2882966

Professional summary

Derek A Miser, who also goes by Derek Alan Miser, is a registered financial advisor currently at MISER ASSET MANAGEMENT located in Knoxville, Tennessee.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Derek has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek Alan Miser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Miser Wealth Partners, LLC, NON-INVESTMENT-RELATED, 12802 Kingston Pike #102, Knoxville TN 37934, LIFE/ACCIDENT/HEALTH Insurance, APPROX 15 HR/WEEK DURING TRADING HOURS. 2) Miser Tax Advisory Services, LLC, NON-INVESTMENT-RELATED, 12802 Kingston Pike #102, Knoxville TN 37934, Tax planning and Tax Services, APPROX 2 HR/WEEK DURING TRADING HOURS. 3) Miser Media, LLC, NON-INVESTMENT-RELATED, 12802 Kingston Pike #102, Knoxville TN 37934, Event Equipment Rentals, APPROX 0 HR/WEEK DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek A Miser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2022 - Present

MISER ASSET MANAGEMENT

Office #1: 12802 Kingston Pike Suite 102, Knoxville, TN 37934

RIA

CRD#: 318164

Knoxville, TN

Past

January 15, 2019 - January 4, 2021

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Knoxville, TN

Past

September 7, 2017 - December 21, 2018

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

KNOXVILLE, TN

Past

November 23, 2016 - August 23, 2017

DAUBLE+WORTHINGTON EQUITY PORTFOLIOS

RIA

CRD#: 148530

Knoxville, TN

Past

October 17, 2016 - November 4, 2016

NFSG CORPORATION

RIA

CRD#: 130814

KNOXVILLE, TN

Past

September 13, 2016 - November 4, 2016

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

KNOXVILLE, TN

Past

March 15, 2016 - October 11, 2016

DAUBLE+WORTHINGTON EQUITY PORTFOLIOS

RIA

CRD#: 148530

Knoxville, TN

Past

October 3, 2013 - September 23, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

KNOXVILLE, TN

Past

July 11, 2013 - September 23, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

KNOXVILLE, TN

Past

October 8, 1999 - February 5, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

KNOXVILLE, TN

Past

July 3, 1997 - February 5, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2013

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/31/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2013

General Securities Representative Examination

Current Firm

MISER ASSET MANAGEMENT

MISER ASSET MANAGEMENT | MISER ASSET MANAGEMENT, LLC

CRD#: 318164 / SEC#:

Tennessee

Registered Investment Advisory firm - (5/19/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

12802 Kingston Pike Suite 102, Knoxville, TN 37934

Mailing Address

Phone number

(865) 281-1616

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	123
AUM (Assets Under Management)	$ 31,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lester Kefauver

FLAGSHIP HARBOR ADVISORS, LLC

IAR

Maryville, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Derek A. Miser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek A Miser's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHASTAR CAPITAL MANAGEMENT

BELPOINTE ASSET MANAGEMENT LLC

DAUBLE+WORTHINGTON EQUITY PORTFOLIOS

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

DAUBLE+WORTHINGTON EQUITY PORTFOLIOS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2013

Series 65

Date: 7/31/1997

Series 63

Date: 7/17/1997

SIE

Date: 11/4/2016

Series 7

Date: 7/11/2013

Current Firm

MISER ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MISER ASSET MANAGEMENT

TRUST BUT VERIFY

Similar Advisors