Derek A Miser
Professional Summary
Derek A Miser, who also goes by Derek Alan Miser, is a registered financial advisor currently at MISER ASSET MANAGEMENT located in Knoxville, Tennessee. Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Derek has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Derek Alan Miser
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
MISER ASSET MANAGEMENT | MISER ASSET MANAGEMENT, LLC
Contact Information
Main Address
12802 Kingston Pike Suite 102, Knoxville, TN 37934Phone Number
(865) 281-1616# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
183AUM (Assets Under Management)
$55,680,051Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/10/2026)
(5/25/2022)
(2/11/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Derek A Miser's CRS (Customer Relationship Summary).
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