Timothy J. Lapean

THOUGHTFUL FINANCIAL PLANNING

Minneapolis, MN 55403

Some features on this profile are disabled

CRD#: 2882648

Professional summary

Timothy Jon Lapean, CFP® is a registered financial advisor currently at THOUGHTFUL FINANCIAL PLANNING, LLC located in Minneapolis, Minnesota.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Timothy has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Social Security Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Debt Management

Estate Planning

Insurance Planning

Do you have an area of expertise or specialization?

Generation X

High Net Worth Client Needs

Investment Advice with Ongoing...

LGBT Couples and Families

Unmarried Couples

Women's Financial Planning Iss...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TIMOTHY J LAPEAN; SOLE PROPRIETORSHIP ; OWNER OCCUPIED TRIPLEX: I LEASE TWO APARTMENTS IN MY RESIDENCE TO TENNANTS.; OWNER/PROPRIETOR; MINNEAPOLIS MN 55408; NO; SEPTEMBER 2009; 10-19 HRS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Jon Lapean's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

June 6, 2014 - Present

THOUGHTFUL FINANCIAL PLANNING, LLC

Office #1: 314 Clifton Avenue Suite 105, Minneapolis, MN 55403

RIA

CRD#: 171525

Minneapolis, MN

Past

November 16, 2013 - December 26, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MINNEAPOLIS, MN

Past

August 22, 2013 - December 26, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

July 12, 2007 - April 1, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

July 19, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 19, 2004 - June 19, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN FRANCISCO, CA

Past

May 9, 1997 - June 26, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 9, 1997 - June 26, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/6/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/8/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THOUGHTFUL FINANCIAL PLANNING, LLC

CRD#: 171525 / SEC#:

Minnesota

Registered Investment Advisory firm - (6/6/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

314 Clifton Avenue Suite 105, Minneapolis, MN 55403

Mailing Address

Phone number

(612) 460-7355

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 4,767,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST. LOUIS PARK, MN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy J. Lapean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Jon Lapean's CRS (Customer Relationship Summary).

Certified licenses

Experience

THOUGHTFUL FINANCIAL PLANNING, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/2002

Series 7

Date: 9/17/2002

Series 6

Date: 5/8/1997

Current Firm

THOUGHTFUL FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THOUGHTFUL FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

Similar Advisors