Sean M. Cahillane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Matthew Cahillane was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1997. Sean had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2011 - July 5, 2013
FLEXTRADE LLC
February 3, 2010 - December 15, 2010
CITI ORDER ROUTING AND EXECUTION, LLC
May 20, 2008 - December 15, 2010
LAVAFLOW, INC.
June 29, 2005 - July 29, 2008
LAVA TRADING, INC.
September 8, 2003 - December 3, 2003
EQUITABLE ADVISORS, LLC
November 28, 1997 - September 19, 2002
COMMERZ MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/19/1999
Limited Representative-Equity Trader ExamCurrent Firm
FLEXTRADE LLC
CRD#: 113226 / SEC#: , 8-53309
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
