Jason C. Fidurski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason C Fidurski, who also goes by Jason Carl Fidurski, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1997. Jason had worked at 6 firms and has passed the Series 66, Series 65, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2016 - May 9, 2017
SCOTTRADE, INC.
December 9, 2011 - August 9, 2016
MORGAN STANLEY
September 14, 2011 - August 9, 2016
MORGAN STANLEY
December 12, 2006 - February 15, 2007
KEYBANC CAPITAL MARKETS INC.
November 28, 2006 - February 15, 2007
KEYBANC CAPITAL MARKETS INC.
July 13, 2006 - September 19, 2006
TRUIST INVESTMENT SERVICES, INC.
April 18, 2006 - September 19, 2006
TRUIST INVESTMENT SERVICES, INC.
February 2, 2005 - December 5, 2005
PRIVATE CAPITAL MANAGEMENT, LP
July 21, 1997 - July 18, 2000
BNY MELLON CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOTTRADE, INC.
CRD#: 8206 / SEC#: , 8-24760
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TD AMERITRADE ONLINE HOLDINGS CORP. | OWNER | |
| BOUDROT, SUSAN M | CHIEF COMPLIANCE OFFICER | 2472538 |
| BOYLE, STEPHEN JOHN | CHIEF FINANCIAL OFFICER | 6501238 |
| DESILVA, PETER JAMES | PRESIDENT, DIRECTOR | 1740057 |
| KIMM, DAVID ROBERT | CHIEF RISK OFFICER | 722941 |
| NALLY, THOMAS ANDREW | EVP, INSTITUTIONAL SERVICES | 2479301 |
| QUIRK, STEVEN MARK | SVP, TRADER GROUP | 2728768 |
| RICKETTS, JUDITH K | VP, MD OPERATIONS | 2758924 |
| YATES, WILLIAM THOMAS | TREASURER, FINOP | 2749545 |
Disclosures
| Regulatory Event | 51 |
| Arbitration | 33 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
