Santiago Maggi

BCP ADVISORS LLC

Miami, FL 33130

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CRD#: 2882318

Professional summary

Santiago Maggi is a registered financial advisor currently at BCP ADVISORS LLC located in Miami, Florida.

Santiago is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Santiago has worked at 9 firms and has passed the Series 66, Series 65, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Dvdendo, LLC; investment-related; Coral Gables, FL; Investment Adviser; Member; 2/2017; no time devoted; no responsibilities. 2) Maggi Asset Management, LLC; Inactive LLC to be used for personal investments; Owner; 12/2003; no time devoted; no responsibilities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Santiago Maggi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2018 - Present

BCP ADVISORS LLC

Office #1: 175 S.w. 7th Street Suite 2310, Miami, FL 33130

RIA

CRD#: 157973

Miami, FL

Past

July 31, 2017 - May 8, 2018

BCP ADVISORS LLC

RIA

CRD#: 157973

MIAMI, FL

Past

June 16, 2015 - March 2, 2017

DVDENDO, INC.

RIA

CRD#: 175435

MIAMI, FL

Past

August 22, 2014 - May 4, 2015

XP INVESTMENTS US, LLC

CRD#: 156691

MIAMI, FL

Past

February 28, 2014 - September 15, 2014

HOLISTIC BROKERAGE, LLC

CRD#: 46001

MIAMI, FL

Past

March 5, 2012 - March 30, 2012

INSIGNEO SECURITIES, LLC

CRD#: 29249

MIAMI, FL

Past

August 5, 2011 - April 1, 2015

HOLISTIC ASSET MANAGEMENT, LLC

RIA

CRD#: 156789

MIAMI, FL

Past

January 6, 2005 - September 13, 2006

BULLTICK SECURITIES, LLC

CRD#: 132092

MIAMI, FL

Past

September 28, 2004 - January 3, 2011

BULLTICK, LLC

CRD#: 104005

MIAMI, FL

Past

September 22, 2000 - November 10, 2003

STERLING FINANCIAL INVESTMENT GROUP, INC.

CRD#: 41506

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BCP ADVISORS LLC

BCP ADVISORS LLC | BCP GLOBAL

CRD#: 157973 / SEC#: 801-113402

RIA

Registered Investment Advisory firm - (5/23/2018 Approved)

Florida

Registered Investment Advisory firm - (5/8/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/1/2011

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/26/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2000

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 5/6/1997

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 5/7/2010

General Securities Principal Examination

Current Firm

BCP ADVISORS LLC

BCP ADVISORS LLC | BCP GLOBAL

CRD#: 157973 / SEC#: 801-113402

RIA

Registered Investment Advisory firm - (5/23/2018 Approved)

Florida

Registered Investment Advisory firm - (5/8/2018 Terminated)

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Contact information

Main Address

175 S.w. 7th Street Suite 2310, Miami, FL 33130

Mailing Address

Phone number

(305) 415-0060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BCP ADVISORS PART 2 APPENDIX 1 (WRAP) (4/10/2025)

BCP ADVISORS BROCHURE FORM ADV PART 2A (4/10/2025)

Regulatory assets under management

Total Number of Accounts	4,059
AUM (Assets Under Management)	$ 291,662,177

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Santiago Maggi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Santiago Maggi's CRS (Customer Relationship Summary).

Certified licenses

Experience

BCP ADVISORS LLC

DVDENDO, INC.

XP INVESTMENTS US, LLC

HOLISTIC BROKERAGE, LLC

INSIGNEO SECURITIES, LLC

HOLISTIC ASSET MANAGEMENT, LLC

BULLTICK SECURITIES, LLC

BULLTICK, LLC

STERLING FINANCIAL INVESTMENT GROUP, INC.

Primary Firm SEC Registration

BCP ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/1/2011

Series 65

Date: 1/26/2004

SIE

Date: 5/4/2015

Series 7

Date: 9/21/2000

Series 3

Date: 5/6/1997

Series 24

Date: 5/7/2010

Current Firm

BCP ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BCP ADVISORS LLC

TRUST BUT VERIFY

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