David Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Moore, who also goes by David Michael Mooradian, David Mooradian, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2011. David had worked at 2 firms and has passed the Series 66, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - April 28, 2015
VISION INVESTMENT ADVISORS, LLC
October 26, 2011 - May 6, 2013
VISION BROKERAGE SERVICES, LLC
Primary Firm SEC Registration
VISION INVESTMENT ADVISORS, LLC
CRD#: 109621 / SEC#: 801-57975
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISION INVESTMENT ADVISORS, LLC
CRD#: 109621 / SEC#: 801-57975
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 117,879,479 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/24/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
