Annette Z. Goldman

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CRD#: 2882254

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Annette Zillgens Goldman, CFP®, who also goes by Annette Iris Zillgens, was a registered financial professional .

Annette is a previously registered financial professional and started their career in finance in 1997. Annette had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Annette Iris Zillgens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFE PLANNING ADVISORS, LLC - YES - 6231 Paseo Colina Carlsbad CA 92009 - DBA FOR SECURITIES/INSURANCE BUSINESS - VP, FINANCIAL ADVISOR - 03/2008 - 40 HRS/MO, 10 TRADING HRS. - INFANT SWIMMING RESOURCE; 6231 PASEO COLINA, CARLSBAD, CA 92009 - TEACH INFANTS AND CHILDREN TO SWIM - 10% TIME SPENT. - COE FAMILY TRUST; 18 ROSS BALLEY DR. SAN RAFAEL, CA 94901 - NOT INVESTMENT RELATED - 07/27/05 - SUCCESSOR TO SISTER'S TRUST - 0HRS/MO TIME SPENT. - ZILLGENS FAMILY TRUST;737 AVOCADO, DEL MAR, CA, 92014 - NOT INVESTMENT RELATED - START DATE: 07/27/05 - PARENT'S SUCCESSOR TRUSTEE/PARENT'S LIVING TRUST - 0HRS/MO TIME SPENT. - LPA, LLC - EMPLOYEE - INSURANCE - 40% TIME SPENT. - CITADEL LAW OFFICES - CCEP - TRUST REFERRALS - 40$ TIME SPENT. - SELF - NOTARY, 0% TIME SPENT; ATTORNEY, 0% TIME SPENT. SWIM BABY SWIM, INC. - NO - 1947 CAMINO VIDA ROBLE - SWIM LESSONS FOR CHILDREN - INTSTRUCTOR/PRESIDENT - 03/2008 - 40 HRS/MO, 0 TRADING HRS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

January 23, 2019 - March 18, 2025

LIFE PLANNING ADVISORS LLC

RIA

CRD#: 151292

BIGFORK, MT

Past

November 16, 2010 - December 31, 2018

LIFE PLANNING ADVISORS LLC

RIA

CRD#: 151292

BIGFORK, MT

Past

November 22, 2002 - November 27, 2009

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

CARLSBAD, CA

Past

September 30, 2002 - November 27, 2009

NATIONAL PLANNING CORPORATION

CRD#: 29604

CARLSBAD, CA

Past

January 1, 2002 - April 10, 2008

LIFE PLANNING ADVISORS, LLC.

RIA

CRD#: 115853

SAN DIEGO, CA

Past

May 1, 1997 - October 29, 2002

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFE PLANNING ADVISORS LLC

LIFE PLANNING ADVISORS LLC | SIERRA WEALTH GROUP, LLC

CRD#: 151292 / SEC#: 801-126603

RIA

Registered Investment Advisory firm - (9/22/2022 Approved)

Arizona

Registered Investment Advisory firm - (1/4/2018 Approved)

California

Registered Investment Advisory firm - (10/28/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/24/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/30/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/20/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/27/1998

General Securities Principal Examination

Current Firm

LIFE PLANNING ADVISORS LLC

LIFE PLANNING ADVISORS LLC | SIERRA WEALTH GROUP, LLC

CRD#: 151292 / SEC#: 801-126603

RIA

Registered Investment Advisory firm - (9/22/2022 Approved)

Arizona

Registered Investment Advisory firm - (1/4/2018 Approved)

California

Registered Investment Advisory firm - (10/28/2022 Terminated)

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Contact information

Main Address

62 Bay Harbor Drive #2826, Bigfork, MT 59911

Mailing Address

Phone number

(760) 918-0304

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIERRA WEALTH GROUP ADV PART 2 (3/13/2025)

JEFFREY B GOLDMAN (3/13/2025)

TIMOTHY VANHOUTEN (3/13/2025)

TODD A TESSLER (3/13/2025)

CHRISTIAN D PRICE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	964
AUM (Assets Under Management)	$ 153,980,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Annette Z. Goldman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LIFE PLANNING ADVISORS LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

LIFE PLANNING ADVISORS, LLC.

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

LIFE PLANNING ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/1998

Series 63

Date: 5/9/1997

Series 7

Date: 6/24/1998

Series 6

Date: 4/30/1997

Series 51

Date: 3/20/2003

Series 24

Date: 10/27/1998

Current Firm

LIFE PLANNING ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIFE PLANNING ADVISORS LLC

TRUST BUT VERIFY

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