Merle T. Houston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Merle Taylor Houston, who also goes by Merle Taylor Houston III, Merle Taylor III Houston, was a registered financial professional .
Merle is a previously registered financial professional and started their career in finance in 1997. Merle had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2014 - July 7, 2017
ALLSTATE FINANCIAL ADVISORS, LLC
August 11, 2014 - July 7, 2017
ALLSTATE FINANCIAL SERVICES, LLC
December 11, 2012 - August 7, 2014
AMERICAN CAPITAL MANAGEMENT, INC.
December 11, 2012 - August 7, 2014
AMERICAN EQUITY INVESTMENT CORPORATION
August 21, 2009 - October 31, 2012
FIRST HEARTLAND CONSULTANTS, INC.
August 14, 2009 - October 31, 2012
FIRST HEARTLAND CAPITAL, INC.
August 16, 2006 - August 17, 2009
ALLSTATE FINANCIAL SERVICES, LLC
July 14, 2005 - August 11, 2006
LIBERTY LIFE SECURITIES LLC
October 27, 2004 - April 12, 2005
PNC WEALTH MANAGEMENT LLC
October 27, 2004 - April 12, 2005
PNC WEALTH MANAGEMENT LLC
February 20, 2003 - October 18, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
October 1, 2002 - October 18, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
November 20, 2001 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
March 17, 2000 - October 31, 2001
NATIONWIDE SECURITIES, LLC
August 20, 1997 - May 6, 1998
AMERICAN GENERAL EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
