Ryan N. Todd

LAKE STREET

Chicago, IL 60607

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CRD#: 2882139

Professional summary

Ryan Nelson Todd, CFP®, who also goes by Rt Todd, is a registered financial advisor currently at LAKE STREET located in Chicago, Illinois.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Ryan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rt Todd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Nelson Todd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

October 1, 2020 - Present

LAKE STREET

Office #1: 128 N. May Street Floor 2, Chicago, IL 60607

RIA

CRD#: 296761

Chicago, IL

Past

July 1, 2015 - October 2, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

May 29, 2015 - October 2, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

July 16, 2004 - May 29, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

VERNON HILLS, IL

Past

August 1, 2003 - December 2, 2003

BRYANT PARK CAPITAL SECURITIES, INC.

CRD#: 20433

CONSHOHOCKEN, PA

Past

July 29, 1999 - December 31, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

July 18, 1997 - September 4, 1997

SIMMERS CAPITAL MANAGEMENT CORPORATION

CRD#: 29960

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAKE STREET

CLARITY FINANCIAL GROUP | LAKE STREET PRIVATE WEALTH, LLC | LAKE STREET FINANCIAL, LLC | LAKE STREET | ELARIN WEALTH ADVISORS

CRD#: 296761 / SEC#: 801-113228

RIA

Registered Investment Advisory firm - (5/16/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/15/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LAKE STREET

CLARITY FINANCIAL GROUP | LAKE STREET PRIVATE WEALTH, LLC | LAKE STREET FINANCIAL, LLC | LAKE STREET | ELARIN WEALTH ADVISORS

CRD#: 296761 / SEC#: 801-113228

RIA

Registered Investment Advisory firm - (5/16/2018 Approved)

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Contact information

Main Address

128 N. May Street Floor 2, Chicago, IL 60607

Mailing Address

Phone number

(312) 766-7040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAKE STREET FINANCIAL (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,595
AUM (Assets Under Management)	$ 961,797,021

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/14/2025	Cover Page	Report
09/18/2024	Cover Page	Report
10/18/2023	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan N. Todd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Nelson Todd's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BRYANT PARK CAPITAL SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

SIMMERS CAPITAL MANAGEMENT CORPORATION

Primary Firm SEC Registration

LAKE STREET

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2015

Series 63

Date: 11/19/1999

SIE

Date: 10/1/2018

Series 7

Date: 8/17/1999

Series 6

Date: 7/15/1997

Current Firm

LAKE STREET

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LAKE STREET

TRUST BUT VERIFY

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